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LPL Financial
LPLA

Overview Fund Activity

371 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 126 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
371
Holders Change
+46
Holders Change %
+14.15%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
126
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M

Top Buyers

1
CTA
Carillon Tower Advisers
Florida
$116M
2
Wells Fargo
Wells Fargo
California
$110M
3
FCM
Frontier Capital Management
Massachusetts
$110M
4
ACL
Azora Capital LP
Florida
$71.4M
5
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
$55.7M

Top Sellers

1
Bank of New York Mellon
Bank of New York Mellon
New York
$132M
2
Invesco
Invesco
Georgia
$241M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$22.3M
4
Vanguard Group
Vanguard Group
Pennsylvania
$802M
5
VOYA Investment Management
VOYA Investment Management
Georgia
$105M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
226
Guggenheim Capital
Illinois
$579K -$117K -1,118 -17%
GT
227
Glenmede Trust
Pennsylvania
$575K -$338K -3,251 -37%
HIM
228
Hillsdale Investment Management
Ontario, Canada
$574K -$32.4K -310 -5%
BBHC
229
Brown Brothers Harriman & Co
New York
$573K – – –
SIM
230
SummerHaven Investment Management
Connecticut
$565K +$565K +5,419 New
FMT
231
First Mercantile Trust
Tennessee
$561K -$191K -1,828 -25%
ProShare Advisors
232
ProShare Advisors
Maryland
$558K +$1.35K +13 +0.2%
CC
233
Centiva Capital
New York
$555K +$43.2K +414 +8%
NA
234
Navellier & Associates
Nevada
$540K +$116K +1,115 +27%
MC
235
Maverick Capital
Texas
$539K -$1.2M -11,546 -69%
ACM
236
AlphaCrest Capital Management
New York
$522K +$189K +1,813 +57%
KPWS
237
Kestra Private Wealth Services
Texas
$521K +$521K +5,007 New
AWM
238
Avior Wealth Management
Nebraska
$520K +$624 +6 +0.1%
AA
239
ALPS Advisors
Colorado
$507K +$78.8K +756 +18%
LCM
240
Logan Capital Management
Pennsylvania
$479K – – –
FC
241
FORA Capital
Florida
$456K +$239K +2,288 +110%
BIM
242
Bogle Investment Management
Massachusetts
$451K -$80.1K -769 -15%
IAA
243
Independent Advisor Alliance
North Carolina
$447K -$62K -594 -12%
Macquarie Group
244
Macquarie Group
Australia
$439K +$10.7K +103 +3%
SOADOR
245
State of Alaska Department of Revenue
Alaska
$430K +$73.5K +706 +21%
QI
246
Qtron Investments
Massachusetts
$429K – – –
YIA
247
YHB Investment Advisors
Connecticut
$415K +$139K +1,335 +50%
WCM
248
Wedge Capital Management
North Carolina
$406K -$37K -355 -8%
M&T Bank
249
M&T Bank
New York
$404K -$58.4K -561 -13%
PRC
250
Pearl River Capital
Michigan
$398K +$111K +1,066 +39%
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