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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
VF
226
Virtu Financial
New York
$593K +$512K +5,693 New
GC
227
Guggenheim Capital
Illinois
$579K -$100K -1,118 -17%
GT
228
Glenmede Trust
Pennsylvania
$575K -$292K -3,251 -37%
HIM
229
Hillsdale Investment Management
Ontario, Canada
$574K -$27.9K -310 -5%
BBHC
230
Brown Brothers Harriman & Co
New York
$573K
SIM
231
SummerHaven Investment Management
Connecticut
$565K +$487K +5,419 New
FMT
232
First Mercantile Trust
Tennessee
$561K -$164K -1,828 -25%
ProShare Advisors
233
ProShare Advisors
Maryland
$558K +$1.17K +13 +0.2%
CC
234
Centiva Capital
New York
$555K +$37.2K +414 +8%
NA
235
Navellier & Associates
Nevada
$540K +$100K +1,115 +27%
MC
236
Maverick Capital
Texas
$539K -$1.04M -11,546 -69%
ACM
237
AlphaCrest Capital Management
New York
$522K +$163K +1,813 +57%
KPWS
238
Kestra Private Wealth Services
Texas
$521K +$450K +5,007 New
AWM
239
Avior Wealth Management
Nebraska
$520K +$539 +6 +0.1%
AA
240
ALPS Advisors
Colorado
$507K +$67.9K +756 +18%
LCM
241
Logan Capital Management
Pennsylvania
$479K
FC
242
FORA Capital
Florida
$456K +$206K +2,288 +110%
BIM
243
Bogle Investment Management
Massachusetts
$451K -$69.1K -769 -15%
IAA
244
Independent Advisor Alliance
North Carolina
$447K -$53.4K -594 -12%
Macquarie Group
245
Macquarie Group
Australia
$439K +$9.26K +103 +3%
SOADOR
246
State of Alaska Department of Revenue
Alaska
$430K +$63.4K +706 +21%
QI
247
Qtron Investments
Massachusetts
$429K
YIA
248
YHB Investment Advisors
Connecticut
$415K +$120K +1,335 +50%
WCM
249
Wedge Capital Management
North Carolina
$406K -$31.9K -355 -8%
M&T Bank
250
M&T Bank
New York
$404K -$50.4K -561 -13%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.