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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
AR
226
Advisory Research
Illinois
$454K -$24.8K -310 -5%
Schroder Investment Management Group
227
Schroder Investment Management Group
United Kingdom
$454K +$7.92K +99 +2%
Zurich Cantonal Bank
228
Zurich Cantonal Bank
Switzerland
$437K +$18.5K +231 +5%
LG
229
Leuthold Group
Minnesota
$436K +$426K +5,321 New
Royal Bank of Canada
230
Royal Bank of Canada
Ontario, Canada
$418K +$29.8K +372 +8%
JCM
231
JS Capital Management
New York
$416K +$406K +5,076 New
Macquarie Group
232
Macquarie Group
Australia
$393K
SAM
233
Sawgrass Asset Management
Florida
$385K -$1.32M -16,500 -78%
LCM
234
Logan Capital Management
Pennsylvania
$377K
OI
235
Oakbrook Investments
Illinois
$369K
IAA
236
Independent Advisor Alliance
North Carolina
$353K +$46.1K +576 +15%
SF
237
Synovus Financial
Georgia
$351K +$12.1K +151 +4%
GT
238
Greenleaf Trust
Michigan
$349K
Two Sigma Investments
239
Two Sigma Investments
New York
$348K -$11.3M -141,272 -97%
AWM
240
Avior Wealth Management
Nebraska
$336K +$40.8K +510 +14%
WAM
241
World Asset Management
Michigan
$316K +$3.44K +43 +1%
CANY
242
Caxton Associates (New York)
New York
$308K -$594K -7,428 -66%
BIM
243
Bridges Investment Management
Nebraska
$302K +$295K +3,690 New
JMPWA
244
JP Morgan Private Wealth Advisors
California
$287K +$280K +3,503 New
Jane Street
245
Jane Street
New York
$284K -$541K -6,762 -66%
JG
246
Jefferies Group
New York
$276K -$2.07M -25,925 -89%
AG
247
Advisor Group
Arizona
$275K +$172K +2,151 +179%
CA
248
Cetera Advisors
Colorado
$272K -$3.2K -40 -1%
FAAS
249
First Allied Advisory Services
California
$272K +$320 +4 +0.1%
SCM
250
Stevens Capital Management
Pennsylvania
$268K -$3.25M -40,653 -93%

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.