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LPL Financial
LPLA

Overview Fund Activity

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$84.1M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$53.8M
3
Nomura Holdings
Nomura Holdings
Japan
+$37.9M
4
VOYA Investment Management
VOYA Investment Management
Georgia
+$35M
5
SSA
Schonfeld Strategic Advisors
New York
+$30.7M

Top Sellers

1
SC
Samlyn Capital
New York
-$67.7M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$59.3M
3
SCA
Southpoint Capital Advisors
New York
-$45M
4
VNIM
Vaughan Nelson Investment Management
Texas
-$44.7M
5
American Century Companies
American Century Companies
Missouri
-$43.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
AR
226
Advisory Research
Illinois
$454K -$25.4K -310 -5%
Schroder Investment Management Group
227
Schroder Investment Management Group
United Kingdom
$454K +$8.05K +99 +2%
Zurich Cantonal Bank
228
Zurich Cantonal Bank
Switzerland
$437K +$18.9K +231 +5%
LG
229
Leuthold Group
Minnesota
$436K +$436K +5,321 New
Royal Bank of Canada
230
Royal Bank of Canada
Ontario, Canada
$418K +$30.4K +372 +8%
JCM
231
JS Capital Management
New York
$416K +$416K +5,076 New
Macquarie Group
232
Macquarie Group
Australia
$393K – – –
SAM
233
Sawgrass Asset Management
Florida
$385K -$1.35M -16,500 -78%
LCM
234
Logan Capital Management
Pennsylvania
$377K – – –
OI
235
Oakbrook Investments
Illinois
$369K – – –
IAA
236
Independent Advisor Alliance
North Carolina
$353K +$47.2K +576 +15%
SF
237
Synovus Financial
Georgia
$351K +$12.4K +151 +4%
GT
238
Greenleaf Trust
Michigan
$349K – – –
Two Sigma Investments
239
Two Sigma Investments
New York
$348K -$11.6M -141,272 -97%
AWM
240
Avior Wealth Management
Nebraska
$336K +$41.7K +510 +14%
WAM
241
World Asset Management
Michigan
$316K +$3.52K +43 +1%
CANY
242
Caxton Associates (New York)
New York
$308K -$608K -7,428 -66%
BIM
243
Bridges Investment Management
Nebraska
$302K +$302K +3,690 New
JPMPWA
244
J.P. Morgan Private Wealth Advisors
California
$287K +$287K +3,503 New
Jane Street
245
Jane Street
New York
$284K -$553K -6,762 -66%
JG
246
Jefferies Group
New York
$276K -$2.13M -25,925 -89%
AG
247
Advisor Group
Arizona
$275K +$177K +2,151 +179%
CA
248
Cetera Advisors
Colorado
$272K -$3.28K -40 -1%
FAAS
249
First Allied Advisory Services
California
$272K +$324 +4 +0.1%
SCM
250
Stevens Capital Management
Pennsylvania
$268K -$3.32M -40,653 -93%
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