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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
NA
226
Navellier & Associates
Nevada
$476K -$12K -167 -2%
OSAM
227
O'Shaughnessy Asset Management
Connecticut
$465K +$483K +6,698 New
Public Employees Retirement Association of Colorado
228
Public Employees Retirement Association of Colorado
Colorado
$445K -$226K -3,136 -33%
MLICM
229
Metropolitan Life Insurance Company (MetLife)
New York
$443K -$18.5K -257 -4%
PIA
230
Piedmont Investment Advisors
North Carolina
$429K -$5.91K -82 -1%
LTFS
231
Ladenburg Thalmann Financial Services
Florida
$415K +$69.6K +966 +19%
AIMCA
232
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$404K +$418K +5,800 New
BCM
233
BlueCrest Capital Management
Jersey
$396K +$410K +5,688 New
AA
234
ALPS Advisors
Colorado
$383K +$396K +5,493 New
CWM
235
Cornerstone Wealth Management
Missouri
$377K +$151K +2,101 +23%
Verition Fund Management
236
Verition Fund Management
Connecticut
$363K -$179K -2,485 -32%
QI
237
Qtron Investments
Massachusetts
$347K +$2.02K +28 +0.6%
AR
238
Advisory Research
Illinois
$343K +$355K +4,929 New
CM
239
Castleark Management
Illinois
$341K -$5.09M -70,665 -94%
LCM
240
Logan Capital Management
Pennsylvania
$320K
Massachusetts Financial Services
241
Massachusetts Financial Services
Massachusetts
$315K +$12K +166 +4%
BBHC
242
Brown Brothers Harriman & Co
New York
$313K -$36K -500 -10%
OI
243
Oakbrook Investments
Illinois
$313K -$18K -250 -5%
C
244
Cerebellum
California
$304K +$314K +4,359 New
GT
245
Greenleaf Trust
Michigan
$297K +$307K +4,258 New
State of Tennessee, Department of Treasury
246
State of Tennessee, Department of Treasury
Tennessee
$293K +$304K +4,212 New
HF
247
HRT Financial
New York
$291K +$301K +4,180 New
GAM
248
Gotham Asset Management
New York
$290K +$300K +4,158 New
SO
249
STRS Ohio
Ohio
$289K +$299K +4,154 New
FDCDDQ
250
Federation des caisses Desjardins du Quebec
Quebec, Canada
$275K -$54.8K -760 -16%

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.