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LPL Financial

275 hedge funds and large institutions have $4.83B invested in LPL Financial in 2018 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 85 increasing their positions, 124 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.18% less ownership

Funds ownership: 92.57%91.39% (-1.2%)

6% less funds holding

Funds holding: 292275 (-17)

8% less capital invested

Capital invested by funds: $5.24B → $4.83B (-$403M)

17% less funds holding in top 10

Funds holding in top 10: 1210 (-2)

31% less repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 124

34% less first-time investments, than exits

New positions opened: 31 | Existing positions closed: 47

64% less call options, than puts

Call options by funds: $2.82M | Put options by funds: $7.78M

Holders
275
Holders Change
-17
Holders Change %
-5.82%
% of All Funds
6.13%
Holding in Top 10
10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-16.67%
% of All Funds
0.22%
New
31
Increased
85
Reduced
124
Closed
47
Calls
$2.82M
Puts
$7.78M
Net Calls
-$4.95M
Net Calls Change
-$6.89M
Name Holding Trade Value Shares
Change
Change in
Stake
CEP
226
Chicago Equity Partners
Illinois
$203K -$3.56M -58,370 -95%
AWM
227
Avior Wealth Management
Nebraska
$202K +$2.44K +40 +1%
CIM
228
Contravisory Investment Management
Massachusetts
$193K +$10.2K +168 +6%
FHB
229
First Hawaiian Bank
Hawaii
$143K -$35.2K -577 -20%
AIG
230
American International Group
New York
$127K -$3.48K -57 -3%
AIM
231
Assured Investment Management
New York
$87K -$377K -6,185 -81%
MAM
232
Meeder Asset Management
Ohio
$79K -$10.1K -165 -11%
PCG
233
Private Capital Group
Connecticut
$68K -$64.6K -1,059 -49%
RCAG
234
Rehmann Capital Advisory Group
Michigan
$63.6K
AG
235
Advisor Group
Arizona
$62K -$12.4K -203 -17%
AssetMark Inc
236
AssetMark Inc
California
$61K +$12.2K +200 +25%
Group One Trading
237
Group One Trading
Illinois
$46K -$108K -1,773 -70%
SLF
238
Sun Life Financial
Ontario, Canada
$36K +$183 +3 +0.5%
PCM
239
Penserra Capital Management
California
$34K -$4.39K -72 -11%
WAM
240
Wealthspire Advisors (Maryland)
Maryland
$29K -$34.9K -573 -55%
Carson Wealth (CWM LLC)
241
Carson Wealth (CWM LLC)
Nebraska
$27K +$10.8K +178 +67%
AIL
242
AGF Investments LLC
Ontario, Canada
$26K +$1.46K +24 +6%
RFC
243
Regions Financial Corp
Alabama
$19K
ER
244
Enlightenment Research
Florida
$18K +$18.3K +300 New
CFGS
245
Concourse Financial Group Securities
Alabama
$17K +$3.66K +60 +26%
ASN
246
Advisory Services Network
Georgia
$16K +$15.9K +261 New
IA
247
IFP Advisors
Florida
$14K -$34.9K -572 -71%
PCM
248
Prelude Capital Management
New York
$14K -$34.3K -562 -71%
US Bancorp
249
US Bancorp
Minnesota
$13K -$38.8K -636 -75%
FHA
250
Flagship Harbor Advisors
Massachusetts
$13K

LPLA Hedge Fund Activity: Q4 2018 in Review

275 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2018, worth a combined $4.83B — down 7.7% from $5.24B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of LPLA and 31 opened new positions — a net loss of 16 holders — while 124 trimmed existing stakes and 85 added.

The largest buyer was American Century Companies, adding an estimated $46M. The largest seller was New Mountain Vantage Advisers, cutting an estimated $58.1M.

  • 275 institutional investors held LPL Financial (LPLA) as of Q4 2018, down from 292 in Q3 2018.
  • Funds reported $4.83B of LPL Financial stock for Q4 2018, down 7.7% quarter-over-quarter.
  • 31 funds opened new LPL Financial positions in Q4 2018 and 47 closed out, a net change of -16 holders.
  • The largest LPL Financial buyer in Q4 2018 was American Century Companies, an estimated $46M added.
  • The largest LPL Financial seller in Q4 2018 was New Mountain Vantage Advisers, an estimated $58.1M sold.

Based on aggregated 13F filings for Q4 2018.