LPLA icon

LPL Financial
LPLA

Overview Fund Activity

243 hedge funds and large institutions have $4.82B invested in LPL Financial in 2017 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 74 increasing their positions, 95 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
243
Holders Change
+20
Holders Change %
+8.97%
% of All Funds
5.52%
Holding in Top 10
13
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+44.44%
% of All Funds
0.3%
New
55
Increased
74
Reduced
95
Closed
32
Calls
$8.44M
Puts
$5.45M
Net Calls
+$2.99M
Net Calls Change
+$8.86M

Top Buyers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$71.9M
2
AL
2
AJO LP
Pennsylvania
$84.3M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$104M
4
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$25M
5
WRF
5
Waddell & Reed Financial
Kansas
$22.1M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$16.9M
2
Balyasny Asset Management
2
Balyasny Asset Management
Illinois
$99.5M
3
FCIM
3
Fairview Capital Investment Management
California
$197M
4
Prudential Financial
4
Prudential Financial
New Jersey
$922K
5
FPA
5
First Pacific Advisors
California
$241M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIBC Private Wealth Group
226
CIBC Private Wealth Group
Georgia
$8K -$1.16M -21,360 -99%
OIA
227
OneDigital Investment Advisors
Kansas
$7K +$7K +130 New
JCM
228
Jacobi Capital Management
Pennsylvania
$6K – – –
OPWM
229
Oak Point Wealth Management
Michigan
$6K +$6K +102 New
GFP
230
Gryphon Financial Partners
Ohio
$5K +$5K +85 New
SPI
231
Santori & Peters Inc
Pennsylvania
$4K +$4K +65 New
Carson Wealth (CWM LLC)
232
Carson Wealth (CWM LLC)
Nebraska
$3K +$3K +56 New
EFSCE
233
Enterprise Financial Services Corp (EFSC)
Missouri
$2K – – –
PCP
234
Proficio Capital Partners
Massachusetts
$2K – – –
Northwestern Mutual Wealth Management
235
Northwestern Mutual Wealth Management
Wisconsin
$2K – – –
BTIS
236
BB&T Investment Services
North Carolina
$2K +$2K +18 New
EARNEST Partners
237
EARNEST Partners
Georgia
$2K +$2K +29 New
GWM
238
Geneos Wealth Management
Colorado
$1K – – –
TG
239
TLP Group
Illinois
$1K +$1K +14 New
PCG
240
Private Capital Group
Connecticut
$124 +$124 +146 New
Walleye Trading
241
Walleye Trading
New York
$88 +$88 +1,538 New
NFA
242
Nationwide Fund Advisors
Ohio
– -$7.78M -150,801 Closed
JIM
243
Jupiter Investment Management
United Kingdom
– -$4.79M -92,852 Closed
CEP
244
Chicago Equity Partners
Illinois
– -$3.82M -74,030 Closed
SCM
245
Stevens Capital Management
Pennsylvania
– -$3.75M -72,669 Closed
MC
246
Maverick Capital
Texas
– -$3.5M -67,770 Closed
LCM
247
Laurion Capital Management
New York
– -$2.99M -57,912 Closed
APG Asset Management
248
APG Asset Management
Netherlands
– -$2.87M -55,600 Closed
EGM
249
Engineers Gate Manager
New York
– -$2.81M -54,410 Closed
3C
250
361 Capital
Colorado
– -$2.28M -44,142 Closed
7 8 9
10
11