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LPL Financial
LPLA

243 hedge funds and large institutions have $4.82B invested in LPL Financial in 2017 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 74 increasing their positions, 95 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 32

55% more call options, than puts

Call options by funds: $8.44M | Put options by funds: $5.45M

44% more funds holding in top 10

Funds holding in top 10: 9 → 13 (+4)

13% more capital invested

Capital invested by funds: $4.26B → $4.82B (+$554M)

9% more funds holding

Funds holding: 223 → 243 (+20)

1.58% more ownership

Funds ownership: 91.88% → 93.46% (+1.6%)

22% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 95

Holders
243
Holders Change
+20
Holders Change %
+8.97%
% of All Funds
5.51%
Holding in Top 10
13
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+44.44%
% of All Funds
0.29%
New
55
Increased
74
Reduced
95
Closed
32
Calls
$8.44M
Puts
$5.45M
Net Calls
+$2.99M
Net Calls Change
+$8.86M

Top Buyers

1
Bank of New York Mellon
Bank of New York Mellon
New York
+$38.7M
2
AL
AJO LP
Pennsylvania
+$37.4M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$27.8M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$20.9M
5
WRF
Waddell & Reed Financial
Kansas
+$20.4M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$49.2M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$37.4M
3
FCIM
Fairview Capital Investment Management
California
-$25.3M
4
Prudential Financial
Prudential Financial
New Jersey
-$22.3M
5
FPA
First Pacific Advisors
California
-$16.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC Private Wealth Group
226
CIBC Private Wealth Group
Georgia
$8K -$1.12M -21,360 -99%
OIA
227
OneDigital Investment Advisors
Kansas
$7K +$6.84K +130 New
JCM
228
Jacobi Capital Management
Pennsylvania
$6K – – –
OPWM
229
Oak Point Wealth Management
Michigan
$6K +$5.37K +102 New
GFP
230
Gryphon Financial Partners
Ohio
$5K +$4.47K +85 New
SPI
231
Santori & Peters Inc
Pennsylvania
$4K +$3.42K +65 New
Carson Wealth (CWM LLC)
232
Carson Wealth (CWM LLC)
Nebraska
$3K +$2.95K +56 New
EFSCE
233
Enterprise Financial Services Corp (EFSC)
Missouri
$2K – – –
Northwestern Mutual Wealth Management
234
Northwestern Mutual Wealth Management
Wisconsin
$2K – – –
PCP
235
Proficio Capital Partners
Massachusetts
$2K – – –
BTIS
236
BB&T Investment Services
North Carolina
$2K +$947 +18 New
EARNEST Partners
237
EARNEST Partners
Georgia
$2K +$1.53K +29 New
GWM
238
Geneos Wealth Management
Colorado
$1K – – –
TG
239
TLP Group
Illinois
$1K +$737 +14 New
PCG
240
Private Capital Group
Connecticut
$124 +$7.68K +146 New
Walleye Trading
241
Walleye Trading
New York
$88 +$80.9K +1,538 New
NFA
242
Nationwide Fund Advisors
Ohio
– -$7.78M -150,801 Closed
JIM
243
Jupiter Investment Management
United Kingdom
– -$4.79M -92,852 Closed
CEP
244
Chicago Equity Partners
Illinois
– -$3.82M -74,030 Closed
SCM
245
Stevens Capital Management
Pennsylvania
– -$3.75M -72,669 Closed
MC
246
Maverick Capital
Texas
– -$3.5M -67,770 Closed
LCM
247
Laurion Capital Management
New York
– -$2.99M -57,912 Closed
APG Asset Management
248
APG Asset Management
Netherlands
– -$2.87M -55,600 Closed
EGM
249
Engineers Gate Manager
New York
– -$2.81M -54,410 Closed
3C
250
361 Capital
Colorado
– -$2.28M -44,142 Closed
7 8 9
10
11

LPLA Hedge Fund Activity: Q4 2017 in Review

243 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2017, worth a combined $4.82B — up 13% from $4.26B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new LPLA positions and 32 closed out — a net gain of 23 holders — while 74 added to existing stakes and 95 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $38.7M. The largest seller was Goldman Sachs, cutting an estimated $49.2M.

  • 243 institutional investors held LPL Financial (LPLA) as of Q4 2017, up from 223 in Q3 2017.
  • Funds reported $4.82B of LPL Financial stock for Q4 2017, up 13% quarter-over-quarter.
  • 55 funds opened new LPL Financial positions in Q4 2017 and 32 closed out, a net change of +23 holders.
  • The largest LPL Financial buyer in Q4 2017 was Bank of New York Mellon, an estimated $38.7M added.
  • The largest LPL Financial seller in Q4 2017 was Goldman Sachs, an estimated $49.2M sold.

Based on aggregated 13F filings for Q4 2017.