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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

50 hedge funds and large institutions have $202M invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 25 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 4

317% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 6

73% more capital invested

Capital invested by funds: $117M → $202M (+$85.1M)

57.43% more ownership

Funds ownership: 0%57.43% (+57%)

39% more funds holding

Funds holding: 3650 (+14)

Holders
50
Holders Change
+14
Holders Change %
+38.89%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
25
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ICOA
26
Investment Centers of America
North Dakota
$1.07M +$732K +13,943 +215%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$991K +$554K +10,548 +125%
RJA
28
Raymond James & Associates
Florida
$960K +$487K +9,280 +102%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$950K +$617K +11,757 +182%
PFS
30
Prospera Financial Services
Texas
$915K +$299K +5,700 +48%
SI
31
SII Investments
Wisconsin
$849K +$318K +6,058 +60%
IA
32
IFP Advisors
Florida
$798K +$448K +8,540 +126%
First Trust Advisors
33
First Trust Advisors
Illinois
$627K +$631K +12,013 New
MWM
34
Meridian Wealth Management
Kentucky
$543K +$546K +10,400 New
DADC
35
D.A. Davidson & Co
Montana
$488K -$581K -11,074 -54%
CAN
36
Cetera Advisor Networks
California
$461K +$463K +8,821 New
PAG
37
Private Advisor Group
New Jersey
$414K +$416K +7,922 New
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$394K +$88.9K +1,694 +29%
SI
39
Stephens Inc
Arkansas
$372K +$375K +7,135 New
FWM
40
Frontier Wealth Management
Missouri
$363K -$128K -2,447 -26%
DC
41
Davenport & Co
Virginia
$351K +$353K +6,729 New
HighTower Advisors
42
HighTower Advisors
Illinois
$337K +$339K +6,457 New
WI
43
Wintrust Investments
Illinois
$307K +$309K +5,880 New
BCM
44
Bluefin Capital Management
New York
$267K +$269K +5,122 New
Koshinski Asset Management
45
Koshinski Asset Management
Illinois
$235K +$236K +4,499 New
JP Morgan Chase
46
JP Morgan Chase
New York
$120K +$120K +2,294 New
NFG
47
Next Financial Group
Texas
$76K +$76.1K +1,450 New
AWM
48
Avior Wealth Management
Nebraska
$75K +$75.1K +1,430 New
BWM
49
Baystate Wealth Management
Massachusetts
$29K +$29.4K +560 New
AA
50
AlphaMark Advisors
Kentucky
$21K +$21K +400 New

LMBS Hedge Fund Activity: Q4 2016 in Review

50 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q4 2016, worth a combined $202M — up 73% from $117M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new LMBS positions and 4 closed out — a net gain of 14 holders — while 25 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $38.3M. The largest seller was Bank of America, cutting an estimated $8.28M.

  • 50 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q4 2016, up from 36 in Q3 2016.
  • Funds reported $202M of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q4 2016, up 73% quarter-over-quarter.
  • 18 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q4 2016 and 4 closed out, a net change of +14 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q4 2016 was Morgan Stanley, an estimated $38.3M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q4 2016 was Bank of America, an estimated $8.28M sold.

Based on aggregated 13F filings for Q4 2016.