Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

339 hedge funds and large institutions have $5.81B invested in Legg Mason, Inc. in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 101 increasing their positions, 142 reducing their positions, and 37 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

339

Holders Change

-5

Holders Change %

-1.45%

% of All Funds

11%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+16.67%

% of All Funds

0.23%

New

Increased

101

Reduced

142

Closed

Calls

$19.5M

Puts

$32M

Net Calls

-$12.5M

Net Calls Change

+$35.3M

Top Buyers

1	Loomis, Sayles & Company Boston, Massachusetts	$128M
2	Pzena Investment Management New York	$60.2M
3	PAM Panagora Asset Management Boston, Massachusetts	$39.2M
4	JPMorgan Chase & Co New York	$77.3M
5	PP Prospector Partners Guilford, Connecticut	$28.8M

Top Sellers

1	GC Greenlight Capital New York	$55.2M
2	Invesco Atlanta, Georgia	$167M
3	CIM Contrarius Investment Management St. Helier, Jersey	$3.33M
4	MAMU Marathon Asset Management (UK) London, United Kingdom	$32.6M
5	Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada	$10.4M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
151	RCM 151 Riverhead Capital Management Wilmington, Delaware	$1.53M	–	–	–
152	VOAM 152 Vertex One Asset Management Vancouver, British Columbia, Canada	$1.52M	-$2.53M	-75,500	-62%
153	MPAM 153 Murphy Pohlad Asset Management Eden Prairie, Minnesota	$1.52M	+$35.1K	+1,050	+2%
154	CBOA 154 Commonwealth Bank of Australia Sydney, NSW, Australia	$1.51M	-$1.79M	-53,379	-54%
155	PGIM 155 Pacific Global Investment Management Glendale, California	$1.49M	+$605K	+18,101	+69%
156	SOMRS 156 State of Michigan Retirement System Lansing, Michigan	$1.48M	-$36.8K	-1,100	-2%
157	157 Robeco Institutional Asset Management Rotterdam, Netherlands	$1.46M	-$123K	-3,678	-8%
158	158 Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts	$1.42M	-$134K	-4,020	-9%
159	159 Mackenzie Financial Toronto Ontario, Ontario, Canada	$1.38M	-$449K	-13,418	-25%
160	EA 160 Euclid Advisors Hartford, Connecticut	$1.36M	+$296K	+8,865	+28%
161	161 Public Employees Retirement Association of Colorado Denver, Colorado	$1.34M	-$24.1K	-722	-2%
162	IAM 162 Impax Asset Management Portsmouth, New Hampshire	$1.34M	+$1.34M	+40,000	New
163	163 Comerica Bank Dallas, Texas	$1.34M	-$123K	-3,690	-8%
164	AAM 164 Auxier Asset Management Aurora, Oregon	$1.29M	+$635K	+19,000	+97%
165	IIC 165 Ironwood Investment Counsel Scottsdale, Arizona	$1.28M	-$22.6K	-675	-2%
166	TSU 166 TD Securities (USA) New York	$1.24M	-$28.2K	-842	-2%
167	IG 167 ING Group Amsterdam, Netherlands	$1.23M	+$357K	+10,684	+41%
168	168 Public Sector Pension Investment Board (PSP Investments) Montreal, Quebec, Canada	$1.21M	-$73.6K	-2,200	-6%
169	FAF 169 Fjarde Ap-fonden Stockholm, Sweden	$1.21M	–	–	–
170	CA 170 Commerzbank Aktiengesellschaft Frankfurt, Germany	$1.19M	-$304K	-9,091	-20%
171	JCG 171 JHL Capital Group Chicago, Illinois	$1.17M	+$1.17M	+35,000	New
172	PP 172 PDT Partners New York	$1.17M	-$5.37M	-160,578	-82%
173	OWIM 173 Old West Investment Management Los Angeles, California	$1.16M	-$167	-5	-0%
174	174 Fidelity Investments Boston, Massachusetts	$1.15M	-$66.6K	-1,990	-5%
175	SAS 175 Sarbit Advisory Services Winnipeg, Manitoba, Canada	$1.14M	+$177K	+5,000	+18%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM