Vertex One Asset Management’s Legg Mason, Inc. LM Stock Holding History

Vertex One Asset Management’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-45,415	Closed	-$1.52M	–	113
2013 Q3	$1.52M	Sell	45,415 -75,500	-62%	-$2.53M	0.21%	71
2013 Q2	$3.75M	Buy	+120,915	New	+$3.95M	0.65%	40

Other funds holding LM

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SAM

Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Vertex One Asset Management's LM Position: Q4 2013 in Review

Vertex One Asset Management sold out of Legg Mason, Inc. (LM) in Q4 2013, closing a stake of 45,415 shares — an estimated $1.52M sold.

Vertex One Asset Management first reported a position in LM in Q2 2013 and held it in 2 quarters. The position peaked at $3.75M in Q2 2013. 356 funds tracked by Wall St. Rank hold LM as of Q4 2013.

Vertex One Asset Management reported no remaining Legg Mason, Inc. position as of Q4 2013 after selling out during the quarter.
Vertex One Asset Management sold 45,415 Legg Mason, Inc. shares in Q4 2013, an estimated $1.52M.
Vertex One Asset Management first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 2 quarters.
Vertex One Asset Management's Legg Mason, Inc. position peaked at $3.75M in Q2 2013.
356 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q4 2013.

Based on Vertex One Asset Management's 13F filing for Q4 2013, filed 14 Feb 2014.