Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

339 hedge funds and large institutions have $5.81B invested in Legg Mason, Inc. in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 101 increasing their positions, 142 reducing their positions, and 37 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

339

Holders Change

-5

Holders Change %

-1.45%

% of All Funds

11%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+16.67%

% of All Funds

0.23%

New

Increased

101

Reduced

142

Closed

Calls

$19.5M

Puts

$32M

Net Calls

-$12.5M

Net Calls Change

+$35.3M

Top Buyers

1	Loomis, Sayles & Company Boston, Massachusetts	$128M
2	Pzena Investment Management New York	$60.2M
3	PAM Panagora Asset Management Boston, Massachusetts	$39.2M
4	JPMorgan Chase & Co New York	$77.3M
5	PP Prospector Partners Guilford, Connecticut	$28.8M

Top Sellers

1	GC Greenlight Capital New York	$55.2M
2	Invesco Atlanta, Georgia	$167M
3	CIM Contrarius Investment Management St. Helier, Jersey	$3.33M
4	MAMU Marathon Asset Management (UK) London, United Kingdom	$32.6M
5	Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada	$10.4M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
126	126 Ameriprise Minneapolis, Minnesota	$2.19M	-$69K	-2,062	-3%
127	127 Retirement Systems of Alabama Montgomery, Alabama	$2.16M	-$108K	-3,242	-5%
128	ECM 128 EII Capital Management New York	$2.14M	–	–	–
129	129 BNP Paribas Financial Markets Paris, France	$2.14M	+$1.51M	+45,238	+242%
130	JCM 130 Janney Capital Management Pittsburgh, Pennsylvania	$2.11M	+$2.11M	+62,982	New
131	PAMU 131 Pictet Asset Management (UK) London, United Kingdom	$2.07M	-$40.1K	-1,200	-2%
132	132 Fisher Asset Management Camas, Washington	$2.03M	+$2.03M	+60,800	New
133	DCM 133 Decade Capital Management New York	$2M	+$2M	+59,845	New
134	134 Ohio Public Employees Retirement System (OPERS) Columbus, Ohio	$1.97M	+$184K	+5,496	+10%
135	SFP 135 Santa Fe Partners Santa Fe, New Mexico	$1.95M	+$1.95M	+58,242	New
136	MWNA 136 Marshall Wace North America New York	$1.9M	+$1.9M	+56,810	New
137	137 Korea Investment Corp Seoul, South Korea	$1.88M	-$2.11M	-63,100	-53%
138	138 SG Americas Securities New York	$1.81M	-$477K	-14,262	-21%
139	U 139 UBS Zurich, Switzerland	$1.81M	+$867K	+25,939	+92%
140	TPSF 140 Texas Permanent School Fund Austin, Texas	$1.81M	-$107K	-3,190	-6%
141	TG 141 TCW Group Los Angeles, California	$1.79M	-$35.1K	-1,050	-2%
142	RJA 142 Raymond James & Associates St Petersburg, Florida	$1.78M	-$19.9K	-595	-1%
143	NFA 143 Nationwide Fund Advisors Columbus, Ohio	$1.7M	-$149K	-4,442	-8%
144	144 HighTower Advisors Chicago, Illinois	$1.7M	+$16.2K	+485	+1%
145	BIM 145 Bogle Investment Management Newton Lower Falls, Massachusetts	$1.7M	+$1.7M	+50,888	New
146	TAS 146 TIFF Advisory Services Radnor, Pennsylvania	$1.68M	–	–	–
147	147 Adage Capital Partners Boston, Massachusetts	$1.67M	+$1.67M	+50,000	New
148	MSU 148 Maple Securities USA Jersey City, New Jersey	$1.67M	-$942K	-28,176	-36%
149	149 Bank of America Charlotte, North Carolina	$1.6M	-$1.85M	-55,472	-54%
150	IRF 150 IBM Retirement Fund Armonk, New York	$1.54M	-$232K	-6,938	-13%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM