MSU
LM

Maple Securities USA’s Legg Mason, Inc. LM Stock Holding History

Maple Securities USA’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-49,981
Closed -$1.67M – 534
2013
Q3 		$1.67M Sell
49,981
-28,176
-36% -$944K 0.13% 132
2013
Q2 		$2.42M Buy
+78,157
New +$2.55M 0.22% 105

Other funds holding LM

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SAM
Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Maple Securities USA's LM Position: Q4 2013 in Review

Maple Securities USA sold out of Legg Mason, Inc. (LM) in Q4 2013, closing a stake of 49,981 shares — an estimated $1.67M sold.

Maple Securities USA first reported a position in LM in Q2 2013 and held it in 2 quarters. The position peaked at $2.42M in Q2 2013. 356 funds tracked by Wall St. Rank hold LM as of Q4 2013.

  • Maple Securities USA reported no remaining Legg Mason, Inc. position as of Q4 2013 after selling out during the quarter.
  • Maple Securities USA sold 49,981 Legg Mason, Inc. shares in Q4 2013, an estimated $1.67M.
  • Maple Securities USA first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 2 quarters.
  • Maple Securities USA's Legg Mason, Inc. position peaked at $2.42M in Q2 2013.
  • 356 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q4 2013.

Based on Maple Securities USA's 13F filing for Q4 2013, filed 5 Feb 2014.