UBS’s Legg Mason, Inc. LM Stock Holding History

UBS’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.9M	Buy	56,690 +20,266	+56%	+$1.01M	﹤0.01%	2561
2014 Q2	$1.87M	Sell	36,424 -78,500	-68%	-$3.78M	﹤0.01%	2928
2014 Q1	$5.64M	Buy	114,924 +17,518	+18%	+$780K	0.01%	1751
2013 Q4	$4.24M	Buy	97,406 +43,241	+80%	+$1.68M	﹤0.01%	2032
2013 Q3	$1.81M	Buy	54,165 +25,939	+92%	+$869K	﹤0.01%	2698
2013 Q2	$875K	Buy	+28,226	New	+$923K	﹤0.01%	3488

Other funds holding LM

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

UBS's LM Position: Q3 2014 in Review

UBS increased its Legg Mason, Inc. (LM) stake by 56% in Q3 2014, buying an estimated $1.01M and bringing the position to 56,690 shares worth $2.9M. The position accounts for ﹤0.01% of the portfolio, ranked #2561.

UBS first reported a position in LM in Q2 2013 and has held it in 6 quarters since. The position peaked at $5.64M in Q1 2014. 366 funds tracked by Wall St. Rank hold LM as of Q3 2014.

UBS held 56,690 shares of Legg Mason, Inc. worth $2.9M as of Q3 2014.
UBS bought 20,266 Legg Mason, Inc. shares in Q3 2014, an estimated $1.01M.
Legg Mason, Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2561 holding.
UBS first reported a position in Legg Mason, Inc. in Q2 2013 and has held it in 6 quarters since.
UBS's Legg Mason, Inc. position peaked at $5.64M in Q1 2014.
366 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.