UBS’s Legg Mason, Inc. LM Stock Holding History

UBS’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-33,200	Closed	-$1.7M	–	10954
2014 Q2	$1.7M	Buy	+33,200	New	+$1.6M	﹤0.01%	3028
2014 Q1	–	Sell	-1,200	Closed	-$52K	–	11004
2013 Q4	$52K	Sell	1,200 -17,600	-94%	-$683K	﹤0.01%	6913
2013 Q3	$629K	Sell	18,800 -8,800	-32%	-$295K	﹤0.01%	3871
2013 Q2	$856K	Buy	+27,600	New	+$902K	﹤0.01%	3519

Other funds holding LM

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

UBS's LM Position: Q3 2014 in Review

UBS increased its Legg Mason, Inc. (LM) stake by 56% in Q3 2014, buying an estimated $1.01M and bringing the position to 56,690 shares worth $2.9M. The position accounts for ﹤0.01% of the portfolio, ranked #2561.

UBS first reported a position in LM in Q2 2013 and has held it in 6 quarters since. The position peaked at $5.64M in Q1 2014. 366 funds tracked by Wall St. Rank hold LM as of Q3 2014.

UBS held 56,690 shares of Legg Mason, Inc. worth $2.9M as of Q3 2014.
UBS bought 20,266 Legg Mason, Inc. shares in Q3 2014, an estimated $1.01M.
Legg Mason, Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2561 holding.
UBS first reported a position in Legg Mason, Inc. in Q2 2013 and has held it in 6 quarters since.
UBS's Legg Mason, Inc. position peaked at $5.64M in Q1 2014.
366 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.