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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

320 hedge funds and large institutions have $4.4B invested in Legg Mason, Inc. in 2020 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 66 increasing their positions, 117 reducing their positions, and 105 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more funds holding in top 10

Funds holding in top 10: 717 (+10)

63% more capital invested

Capital invested by funds: $2.7B → $4.4B (+$1.7B)

8% less funds holding

Funds holding: 347320 (-27)

22% less first-time investments, than exits

New positions opened: 82 | Existing positions closed: 105

44% less repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 117

84% less call options, than puts

Call options by funds: $1.86M | Put options by funds: $11.3M

Holders
320
Holders Change
-27
Holders Change %
-7.78%
% of All Funds
7.05%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.37%
New
82
Increased
66
Reduced
117
Closed
105
Calls
$1.86M
Puts
$11.3M
Net Calls
-$9.43M
Net Calls Change
-$12.3M
Name Holding Trade Value Shares
Change
Change in
Stake
N
51
Nuveen
North Carolina
$15.6M -$28.7M -658,383 -67%
Principal Financial Group
52
Principal Financial Group
Iowa
$15.5M -$4.55M -104,178 -25%
SFM
53
Systematic Financial Management
New Jersey
$14.9M -$9.88M -226,449 -43%
VI
54
Versor Investments
New York
$14.7M +$11.8M +270,061 +891%
GCL
55
Glazer Capital LLC
New York
$14.7M +$13.1M +300,063 New
Los Angeles Capital Management
56
Los Angeles Capital Management
California
$14.4M -$2.08M -47,770 -14%
MAM
57
Melqart Asset Management
United Kingdom
$13.9M +$12.4M +284,000 New
WSC
58
White Square Capital
United Kingdom
$13.1M +$11.7M +268,975 New
Ameriprise
59
Ameriprise
Minnesota
$12.9M -$8.14M -186,485 -41%
Legal & General Group
60
Legal & General Group
United Kingdom
$12.6M -$354K -8,106 -3%
Fidelity Investments
61
Fidelity Investments
Massachusetts
$11.5M -$11.6M -266,918 -53%
OAM
62
Oxford Asset Management
United Kingdom
$11.4M +$7.19M +164,848 +238%
Axa
63
Axa
France
$11.3M +$506K +11,600 +5%
RhumbLine Advisers
64
RhumbLine Advisers
Massachusetts
$11.1M +$955K +21,876 +11%
DKCM
65
Davidson Kempner Capital Management
New York
$10.8M +$9.65M +221,052 New
SGCM
66
Sand Grove Capital Management
United Kingdom
$10.8M +$9.6M +220,056 New
Deutsche Bank
67
Deutsche Bank
Germany
$10M +$3.23M +73,922 +57%
AC
68
Athanor Capital
New York
$9.97M +$8.91M +204,161 New
RA
69
Ramius Advisors
New York
$9.93M +$8.87M +203,314 New
MCM
70
Moore Capital Management
New York
$9.77M +$8.73M +200,000 New
FTCM
71
First Trust Capital Management
Illinois
$9.74M +$8.7M +199,469 New
GF
72
Gabelli Funds
New York
$9.66M -$27.6M -633,546 -76%
California Public Employees Retirement System
73
California Public Employees Retirement System
California
$9.61M -$1.26M -28,943 -13%
AIG
74
American International Group
New York
$9.52M -$3.59M -82,291 -30%
CCM
75
Chicago Capital Management
Illinois
$9.46M +$8.45M +193,620 New

LM Hedge Fund Activity: Q1 2020 in Review

320 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q1 2020, worth a combined $4.4B — up 63% from $2.7B a quarter earlier.

Sellers outnumbered buyers: 105 funds closed out of LM and 82 opened new positions — a net loss of 23 holders — while 117 trimmed existing stakes and 66 added.

The largest buyer was UBS O'Connor, opening a new position worth an estimated $163M. The largest seller was Clarkston Capital Partners, exiting entirely with an estimated $168M sold.

  • 320 institutional investors held Legg Mason, Inc. (LM) as of Q1 2020, down from 347 in Q4 2019.
  • Funds reported $4.4B of Legg Mason, Inc. stock for Q1 2020, up 63% quarter-over-quarter.
  • 82 funds opened new Legg Mason, Inc. positions in Q1 2020 and 105 closed out, a net change of -23 holders.
  • The largest Legg Mason, Inc. buyer in Q1 2020 was UBS O'Connor, an estimated $163M added.
  • The largest Legg Mason, Inc. seller in Q1 2020 was Clarkston Capital Partners, an estimated $168M sold.

Based on aggregated 13F filings for Q1 2020.