Moore Capital Management’s Legg Mason, Inc. LM Stock Holding History

Moore Capital Management’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-200,000	Closed	-$9.77M	–	319
2020 Q1	$9.77M	Buy	+200,000	New	+$8.73M	0.4%	61
2016 Q2	–	Sell	-300,000	Closed	-$10.4M	–	344
2016 Q1	$10.4M	Buy	300,000 +267,248	+816%	+$8.38M	0.42%	73
2015 Q4	$1.28M	Buy	+32,752	New	+$1.4M	0.04%	238
2015 Q3	–	Sell	-23,247	Closed	-$1.2M	–	444
2015 Q2	$1.2M	Buy	23,247 +1,930	+9%	+$104K	0.03%	353
2015 Q1	$1.18M	Buy	+21,317	New	+$1.2M	0.03%	341
2014 Q3	–	Sell	-8,457	Closed	-$433K	–	554
2014 Q2	$433K	Sell	8,457 -1,425	-14%	-$68.7K	0.01%	414
2014 Q1	$485K	Buy	+9,882	New	+$440K	0.01%	357
2013 Q4	–	Sell	-125,000	Closed	-$4.18M	–	465
2013 Q3	$4.18M	Buy	+125,000	New	+$4.19M	0.09%	175

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Moore Capital Management's LM Position: Q2 2020 in Review

Moore Capital Management sold out of Legg Mason, Inc. (LM) in Q2 2020, closing a stake of 200,000 shares — an estimated $9.77M sold.

Moore Capital Management first reported a position in LM in Q3 2013 and held it in 8 quarters. The position peaked at $10.4M in Q1 2016. 303 funds tracked by Wall St. Rank hold LM as of Q2 2020.

Moore Capital Management reported no remaining Legg Mason, Inc. position as of Q2 2020 after selling out during the quarter.
Moore Capital Management sold 200,000 Legg Mason, Inc. shares in Q2 2020, an estimated $9.77M.
Moore Capital Management first reported a position in Legg Mason, Inc. in Q3 2013 and held it in 8 quarters.
Moore Capital Management's Legg Mason, Inc. position peaked at $10.4M in Q1 2016.
303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2020.

Based on Moore Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.