Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

339 hedge funds and large institutions have $5.81B invested in Legg Mason, Inc. in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 101 increasing their positions, 142 reducing their positions, and 37 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

339

Holders Change

-5

Holders Change %

-1.45%

% of All Funds

11%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+16.67%

% of All Funds

0.23%

New

Increased

101

Reduced

142

Closed

Calls

$19.5M

Puts

$32M

Net Calls

-$12.5M

Net Calls Change

+$35.3M

Top Buyers

1	1 Loomis, Sayles & Company Boston, Massachusetts	$128M
2	2 Pzena Investment Management New York	$60.2M
3	PAM 3 Panagora Asset Management Boston, Massachusetts	$39.2M
4	4 JPMorgan Chase & Co New York	$77.3M
5	PP 5 Prospector Partners Guilford, Connecticut	$28.8M

Top Sellers

1	GC 1 Greenlight Capital New York	$55.2M
2	2 Invesco Atlanta, Georgia	$167M
3	CIM 3 Contrarius Investment Management St. Helier, Jersey	$3.33M
4	MAMU 4 Marathon Asset Management (UK) London, United Kingdom	$32.6M
5	5 Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada	$10.4M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
26	TCIM 26 TIAA CREF Investment Management New York	$30.4M	-$1.71M	-51,215	-5%
27	PP 27 Prospector Partners Guilford, Connecticut	$28.8M	+$14.7M	+441,000	+105%
28	TA 28 Teachers Advisors New York	$28.3M	-$199K	-5,960	-0.7%
29	QF 29 QVT Financial New York	$28.2M	–	–	–
30	30 Geode Capital Management Boston, Massachusetts	$26.5M	+$26.5K	+792	+0.1%
31	31 Morgan Stanley New York	$24.2M	-$15.1M	-452,193	-38%
32	MAA 32 Managed Account Advisors Jersey City, New Jersey	$21M	+$1.11M	+33,070	+6%
33	GIA 33 Gateway Investment Advisers Cincinnati, Ohio	$20.2M	+$4.45K	+133	+0%
34	SIM 34 Sadoff Investment Management Milwaukee, Wisconsin	$19.4M	+$140K	+4,200	+0.7%
35	35 Capital World Investors Los Angeles, California	$18.9M	–	–	–
36	36 Goldman Sachs New York	$18.9M	+$9.08M	+271,644	+93%
37	37 Legal & General Group London, United Kingdom	$18.7M	-$228K	-6,823	-1%
38	GC 38 Guggenheim Capital Chicago, Illinois	$17.3M	+$3.47M	+103,855	+25%
39	39 California Public Employees Retirement System Sacramento, California	$15.8M	-$347K	-10,374	-2%
40	40 Wells Fargo San Francisco, California	$15.7M	+$1.09M	+32,475	+7%
41	ACM 41 Academy Capital Management Waco, Texas	$15.5M	-$1.24K	-37	-0%
42	GWM 42 Greenwich Wealth Management Greenwich, Connecticut	$15M	–	–	–
43	ZIG 43 Zuckerman Investment Group Chicago, Illinois	$14.5M	+$861K	+25,755	+6%
44	ARC 44 Absolute Return Capital Boston, Massachusetts	$13.9M	-$414K	-12,377	-3%
45	45 Susquehanna International Group Bala Cynwyd, Pennsylvania	$12.7M	+$620K	+18,537	+5%
46	USAA 46 United Services Automobile Association San Antonio, Texas	$12.6M	-$729K	-21,789	-5%
47	OCM 47 Olstein Capital Management Purchase, New York	$12.1M	+$558K	+16,700	+5%
48	48 Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan	$11.8M	-$249K	-7,488	-2%
49	49 UBS AM Chicago, Illinois	$11.6M	-$1.1M	-32,945	-9%
50	50 Arrowstreet Capital Boston, Massachusetts	$10.5M	+$4.96M	+148,264	+90%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM