Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

374 hedge funds and large institutions have $5.34B invested in Legg Mason, Inc. in 2015 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 116 increasing their positions, 169 reducing their positions, and 35 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

374

Holders Change

-3

Holders Change %

-0.8%

% of All Funds

9.98%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-18.18%

% of All Funds

0.24%

New

Increased

116

Reduced

169

Closed

Calls

$20.4M

Puts

$4.2M

Net Calls

+$16.2M

Net Calls Change

+$11.9M

Top Buyers

1	1 Adage Capital Partners Boston, Massachusetts	$75.4M
2	2 Vanguard Group Malvern, Pennsylvania	$473M
3	3 Millennium Management New York	$31.7M
4	4 Wellington Management Group Boston, Massachusetts	$233M
5	5 Goldman Sachs New York	$58.5M

Top Sellers

1	1 JPMorgan Chase & Co New York	$291M
2	2 Viking Global Investors Stamford, Connecticut	$142M
3	3 T. Rowe Price Associates Baltimore, Maryland	$55.6M
4	4 State of New Jersey Common Pension Fund D Trenton, New Jersey	$48.6M
5	5 Allianz Asset Management Munich, Germany	$4.54M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
351	MFS 351 MSI Financial Services Springfield, Massachusetts	$19K	-$11.3K	-200	-37%
352	RAM 352 Riggs Asset Management Dallas, Pennsylvania	$19K	–	–	–
353	SA 353 SRH Advisors Salina, Kansas	$17K	–	–	–
354	IMS 354 Index Management Solutions Philadelphia, Pennsylvania	$15K	-$53K	-982	-78%
355	PCM 355 Prelude Capital Management New York	$11K	+$11K	+200	New
356	SEC 356 Seven Eight Capital New York	$10K	-$95K	-1,700	-90%
357	PFO 357 Pathstone Family Office Englewood, New Jersey	$9K	-$615	-11	-6%
358	TFO 358 Tarbox Family Office Newport Beach, California	$9K	–	–	–
359	359 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$5.61K	-$271	-4,904	-5%
360	AIM 360 Advantage Investment Management Cedar Rapids, Iowa	$5K	–	–	–
361	GAM 361 Gemmer Asset Management Walnut Creek, California	$5K	–	–	–
362	CAW 362 Cornerstone Advisors (Washington) Bellevue, Washington	$4K	+$1.28K	+24	+47%
363	S 363 SignatureFD Atlanta, Georgia	$4K	+$2.77K	+45	+225%
364	IWM 364 Integrated Wealth Management Palm Desert, California	$4K	+$4K	+76	New
365	CIM 365 Cambria Investment Management Manhattan Beach, California	$3.09K	+$151	+2,744	+5%
366	AA 366 Apriem Advisors Irvine, California	$3K	–	–	–
367	EFSCE 367 Enterprise Financial Services Corp (EFSC) Clayton, Missouri	$3K	–	–	–
368	ZB 368 Zions Bancorporation Salt Lake City, Utah	$3K	+$3K	+61	New
369	JFGIW 369 Johnson Financial Group Inc (Wisconsin) Racine, Wisconsin	$2K	–	–	–
370	KTC 370 Kistler-Tiffany Companies Berwyn, Pennsylvania	$1K	–	–	–
371	TCM 371 Tradewinds Capital Management Bellingham, Washington	$1K	–	–	–
372	FHA 372 First Horizon Advisors Memphis, Tennessee	$1K	–	–	–
373	TFA 373 Transamerica Financial Advisors St. Petersburg, Florida	$1K	+$1K	+15	New
374	FPP 374 Findlay Park Partners London, United Kingdom	–	-$17.7M	-331,500	Closed
375	375 Axa Paris, France	–	-$11.7M	-219,500	Closed

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM