Pathstone Family Office’s Legg Mason, Inc. LM Stock Holding History

Pathstone Family Office’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-37	Closed	-$1K	–	693
2017 Q1	$1K	Buy	+37	New	+$1.28K	﹤0.01%	550
2015 Q2	–	Sell	-161	Closed	-$9K	–	144
2015 Q1	$9K	Sell	161 -11	-6%	-$617	0.01%	95
2014 Q4	$9K	Sell	172 -116	-40%	-$6.12K	0.03%	82
2014 Q3	$15K	Sell	288 -108	-27%	-$5.36K	0.05%	177
2014 Q2	$20K	Hold	396	–	–	0.06%	60
2014 Q1	$19K	Hold	396	–	–	0.05%	62
2013 Q4	$17K	Buy	+396	New	+$15.4K	0.04%	109

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Pathstone Family Office's LM Position: Q2 2017 in Review

Pathstone Family Office sold out of Legg Mason, Inc. (LM) in Q2 2017, closing a stake of 37 shares — an estimated $1K sold.

Pathstone Family Office first reported a position in LM in Q4 2013 and held it in 7 quarters. The position peaked at $20K in Q2 2014. 320 funds tracked by Wall St. Rank hold LM as of Q2 2017.

Pathstone Family Office reported no remaining Legg Mason, Inc. position as of Q2 2017 after selling out during the quarter.
Pathstone Family Office sold 37 Legg Mason, Inc. shares in Q2 2017, an estimated $1K.
Pathstone Family Office first reported a position in Legg Mason, Inc. in Q4 2013 and held it in 7 quarters.
Pathstone Family Office's Legg Mason, Inc. position peaked at $20K in Q2 2014.
320 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2017.

Based on Pathstone Family Office's 13F filing for Q2 2017, filed 11 Aug 2017.