LM

Legg Mason, Inc.
LM

Overview Fund Activity
Delisted

LM was delisted on the 31st of July, 2020.

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366 hedge funds and large institutions have $5.14B invested in Legg Mason, Inc. in 2014 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 113 increasing their positions, 157 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
366
Holders Change
+14
Holders Change %
+3.98%
% of All Funds
10.63%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.35%
New
40
Increased
113
Reduced
157
Closed
23
Calls
$13.3M
Puts
$10.2M
Net Calls
+$3.15M
Net Calls Change
-$7.42M

Top Buyers

1
JHIU
Janus Henderson Investors US
Colorado
$44M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$280M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$44.7M
4
WG
Winton Group
United Kingdom
$36.4M
5
Millennium Management
Millennium Management
New York
$20.5M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$399M
2
Norges Bank
Norges Bank
Norway
$48.9M
3
FPP
Findlay Park Partners
United Kingdom
$44.9M
4
MNA
Manning & Napier Advisors
New York
$0
5
O
OppenheimerFunds
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GSC
351
Ground Swell Capital
South Carolina
$9K +$2.79K +53 +45%
TFO
352
Tarbox Family Office
California
$8K +$302 +6 +4%
SFSIG
353
San Francisco Sentry Investment Group
California
$8K +$8K +150 New
VFA
354
Virtus Fund Advisers
Connecticut
$6K -$47.6K -936 -89%
Manulife (Manufacturers Life Insurance)
355
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5.33K -$71 -1,397 -1%
NES
356
New England Securities
New York
$5K – – –
GAM
357
Gemmer Asset Management
California
$5K – – –
AW
358
Alpha Windward
Massachusetts
$3K – – –
EFSCE
359
Enterprise Financial Services Corp (EFSC)
Missouri
$3K – – –
AA
360
Apriem Advisors
California
$3K – – –
CAW
361
Cornerstone Advisors (Washington)
Washington
$3K – – –
JFGIW
362
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K +$2K +37 New
TCM
363
Tradewinds Capital Management
Washington
$1K – – –
KTC
364
Kistler-Tiffany Companies
Pennsylvania
$1K – – –
WIL
365
Winifred I. Li
$1K +$1K +17 New
S
366
SignatureFD
Georgia
$1K +$1K +20 New
Parallax Volatility Advisers
367
Parallax Volatility Advisers
California
$1K +$1K +25 New
MNA
368
Manning & Napier Advisors
New York
– -$18.4M -358,710 Closed
O
369
OppenheimerFunds
New York
– -$12.9M -251,412 Closed
CIM
370
Contrarius Investment Management
Jersey
– -$5.83M -113,685 Closed
BCM
371
Breithorn Capital Management
New York
– -$5.02M -97,890 Closed
ECM
372
EII Capital Management
New York
– -$3.01M -58,700 Closed
Nomura Holdings
373
Nomura Holdings
Japan
– -$2.52M -49,324 Closed
LP
374
LMR Partners
United Kingdom
– -$2.45M -47,833 Closed
ARTA
375
A.R.T. Advisors
New York
– -$2M -38,966 Closed
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