GSC
LM

Ground Swell Capital’s Legg Mason, Inc. LM Stock Holding History

Ground Swell Capital’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$9K Buy
171
+53
+45% +$2.63K 0.02% 1127
2014
Q2 		$6K Buy
+118
New +$5.69K 0.01% 1020

Other funds holding LM

TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Ground Swell Capital's LM Position: Q3 2014 in Review

Ground Swell Capital increased its Legg Mason, Inc. (LM) stake by 45% in Q3 2014, buying an estimated $2.63K and bringing the position to 171 shares worth $9K. The position accounts for 0.02% of the portfolio, ranked #1127.

Ground Swell Capital first reported a position in LM in Q2 2014 and has held it in 2 quarters since. 366 funds tracked by Wall St. Rank hold LM as of Q3 2014.

  • Ground Swell Capital held 171 shares of Legg Mason, Inc. worth $9K as of Q3 2014.
  • Ground Swell Capital bought 53 Legg Mason, Inc. shares in Q3 2014, an estimated $2.63K.
  • Legg Mason, Inc. made up 0.02% of Ground Swell Capital's portfolio in Q3 2014, its #1127 holding.
  • Ground Swell Capital first reported a position in Legg Mason, Inc. in Q2 2014 and has held it in 2 quarters since.
  • 366 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.