Parallax Volatility Advisers’s Legg Mason, Inc. LM Stock Holding History

Parallax Volatility Advisers’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-39	Closed	-$1K	–	4451
2018 Q4	$1K	Sell	39 -268	-87%	-$7.51K	﹤0.01%	2829
2018 Q3	$10K	Buy	307 +288	+1,516%	+$9.31K	﹤0.01%	2247
2018 Q2	$1K	Buy	+19	New	+$721	﹤0.01%	2020
2017 Q3	–	Sell	-369	Closed	-$14K	–	3665
2017 Q2	$14K	Sell	369 -982	-73%	-$37.2K	﹤0.01%	1958
2017 Q1	$49K	Buy	1,351 +1,338	+10,292%	+$46.4K	﹤0.01%	2622
2016 Q4	$0	Buy	+13	New	+$408	﹤0.01%	4521
2015 Q3	–	Sell	-817	Closed	-$37.8K	–	4589
2015 Q2	$42K	Sell	817 -6,106	-88%	-$329K	﹤0.01%	2612
2015 Q1	$382K	Sell	6,923 -14,781	-68%	-$829K	﹤0.01%	1700
2014 Q4	$1.16M	Buy	21,704 +21,679	+86,716%	+$1.14M	﹤0.01%	1408
2014 Q3	$1K	Buy	+25	New	+$1.24K	﹤0.01%	4082
2014 Q1	–	Sell	-216,698	Closed	-$9.65M	–	3793
2013 Q4	$9.42M	Buy	216,698 +103,411	+91%	+$4.01M	0.05%	299
2013 Q3	$3.79M	Buy	113,287 +43,485	+62%	+$1.46M	0.02%	421
2013 Q2	$2.17M	Buy	+69,802	New	+$2.28M	0.01%	569

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Parallax Volatility Advisers's LM Position: Q1 2019 in Review

Parallax Volatility Advisers sold out of Legg Mason, Inc. (LM) in Q1 2019, closing a stake of 39 shares — an estimated $1K sold.

Parallax Volatility Advisers first reported a position in LM in Q2 2013 and held it in 13 quarters. The position peaked at $9.42M in Q4 2013. 322 funds tracked by Wall St. Rank hold LM as of Q1 2019.

Parallax Volatility Advisers reported no remaining Legg Mason, Inc. position as of Q1 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 39 Legg Mason, Inc. shares in Q1 2019, an estimated $1K.
Parallax Volatility Advisers first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 13 quarters.
Parallax Volatility Advisers's Legg Mason, Inc. position peaked at $9.42M in Q4 2013.
322 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2019.

Based on Parallax Volatility Advisers's 13F filing for Q1 2019, filed 15 May 2019.