Parallax Volatility Advisers’s Legg Mason, Inc. LM Stock Holding History

Parallax Volatility Advisers’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,600	Closed	-$87K	–	4520
2016 Q3	$87K	Buy	+2,600	New	+$86.6K	﹤0.01%	2184
2016 Q1	–	Sell	-1,300	Closed	-$51K	–	4071
2015 Q4	$51K	Buy	+1,300	New	+$55.7K	﹤0.01%	2335
2015 Q2	–	Sell	-2,200	Closed	-$121K	–	5333
2015 Q1	$121K	Sell	2,200 -7,600	-78%	-$427K	﹤0.01%	2388
2014 Q4	$522K	Buy	9,800 +3,900	+66%	+$206K	﹤0.01%	2017
2014 Q3	$302K	Buy	5,900 +3,600	+157%	+$179K	﹤0.01%	2178
2014 Q2	$118K	Sell	2,300 -900	-28%	-$43.4K	﹤0.01%	2387
2014 Q1	$157K	Buy	3,200 +1,400	+78%	+$62.3K	﹤0.01%	1614
2013 Q4	$78K	Buy	+1,800	New	+$69.8K	﹤0.01%	1990

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Parallax Volatility Advisers's LM Position: Q1 2019 in Review

Parallax Volatility Advisers sold out of Legg Mason, Inc. (LM) in Q1 2019, closing a stake of 39 shares — an estimated $1K sold.

Parallax Volatility Advisers first reported a position in LM in Q2 2013 and held it in 13 quarters. The position peaked at $9.42M in Q4 2013. 322 funds tracked by Wall St. Rank hold LM as of Q1 2019.

Parallax Volatility Advisers reported no remaining Legg Mason, Inc. position as of Q1 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 39 Legg Mason, Inc. shares in Q1 2019, an estimated $1K.
Parallax Volatility Advisers first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 13 quarters.
Parallax Volatility Advisers's Legg Mason, Inc. position peaked at $9.42M in Q4 2013.
322 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2019.

Based on Parallax Volatility Advisers's 13F filing for Q1 2019, filed 15 May 2019.