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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

301 hedge funds and large institutions have $2.78B invested in Legg Mason, Inc. in 2017 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 73 increasing their positions, 122 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more call options, than puts

Call options by funds: $8.52M | Put options by funds: $6.67M

14% more capital invested

Capital invested by funds: $2.44B → $2.78B (+$345M)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

3% less funds holding

Funds holding: 311301 (-10)

40% less repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 122

Holders
301
Holders Change
-10
Holders Change %
-3.22%
% of All Funds
7.49%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
53
Increased
73
Reduced
122
Closed
55
Calls
$8.52M
Puts
$6.67M
Net Calls
+$1.85M
Net Calls Change
+$3.01M
Name Holding Trade Value Shares
Change
Change in
Stake
PA
276
Parallel Advisors
California
$12K +$2.5K +72 +28%
DAM
277
Delta Asset Management
Tennessee
$9K
GAM
278
Gemmer Asset Management
California
$9K +$5.68K +164 +171%
CFG
279
Citizens Financial Group
Rhode Island
$8K +$3.98K +115 +115%
IUHSA
280
Itau Unibanco Holding S.A.
Brazil
$8K +$7.52K +217 New
SA
281
SRH Advisors
Kansas
$7K -$3.46K -100 -33%
AOWM
282
Alpha Omega Wealth Management
Virginia
$7K
FMII
283
Farmers & Merchants Investments Inc
Nebraska
$7K
GT
284
Glenmede Trust
Pennsylvania
$6K
TFO
285
Tarbox Family Office
California
$6K
HNB
286
Huntington National Bank
Ohio
$5K -$69 -2 -1%
Creative Planning
287
Creative Planning
Kansas
$4K
MCA
288
Mercer Capital Advisers
New Jersey
$4K
PK
289
Pflug Koory
Nebraska
$4K
AIM
290
Advantage Investment Management
Iowa
$3K
WTC
291
WhitTier Trust Company
Nevada
$3K
WA
292
Winfield Associates
Ohio
$3K
CAW
293
Cornerstone Advisors (Washington)
Washington
$2K
PFBT
294
Parkside Financial Bank & Trust
Missouri
$2K
TCM
295
Tradewinds Capital Management
Washington
$1K
TFA
296
Transamerica Financial Advisors
Florida
$1K +$173 +5 +22%
PFO
297
Pathstone Family Office
New Jersey
$1K +$1.28K +37 New
USGIU
298
U.S. Global Investors (USGI)
Texas
$425 -$63.6K -1,837 -14%
Walleye Trading
299
Walleye Trading
New York
$53 +$50.9K +1,469 New
Lord, Abbett & Co
300
Lord, Abbett & Co
New Jersey
-$11M -366,800 Closed

LM Hedge Fund Activity: Q1 2017 in Review

301 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q1 2017, worth a combined $2.78B — up 14% from $2.44B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of LM and 53 opened new positions — a net loss of 2 holders — while 122 trimmed existing stakes and 73 added.

The largest buyer was BlackRock, adding an estimated $260M. The largest seller was Wellington Management Group, cutting an estimated $58.7M.

  • 301 institutional investors held Legg Mason, Inc. (LM) as of Q1 2017, down from 311 in Q4 2016.
  • Funds reported $2.78B of Legg Mason, Inc. stock for Q1 2017, up 14% quarter-over-quarter.
  • 53 funds opened new Legg Mason, Inc. positions in Q1 2017 and 55 closed out, a net change of -2 holders.
  • The largest Legg Mason, Inc. buyer in Q1 2017 was BlackRock, an estimated $260M added.
  • The largest Legg Mason, Inc. seller in Q1 2017 was Wellington Management Group, an estimated $58.7M sold.

Based on aggregated 13F filings for Q1 2017.