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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

329 hedge funds and large institutions have $2.9B invested in Legg Mason, Inc. in 2019 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 86 increasing their positions, 143 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 38

1% more funds holding

Funds holding: 326329 (+3)

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

1% less capital invested

Capital invested by funds: $2.94B → $2.9B (-$39.7M)

40% less repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 143

47% less call options, than puts

Call options by funds: $20.5M | Put options by funds: $38.5M

Holders
329
Holders Change
+3
Holders Change %
+0.92%
% of All Funds
7.21%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.2%
New
41
Increased
86
Reduced
143
Closed
38
Calls
$20.5M
Puts
$38.5M
Net Calls
-$17.9M
Net Calls Change
+$35.7M
Name Holding Trade Value Shares
Change
Change in
Stake
DADC
251
D.A. Davidson & Co
Montana
$229K
SRC
252
Shufro Rose & Co
New York
$229K
CB
253
Commerce Bank
Missouri
$229K +$8.25K +218 +4%
Susquehanna International Group
254
Susquehanna International Group
Pennsylvania
$226K -$105K -2,782 -32%
YMRC
255
Yorktown Management & Research Company
Virginia
$225K
SCM
256
Stevens Capital Management
Pennsylvania
$223K +$221K +5,843 New
CCIA
257
Campbell & Co Investment Adviser
Maryland
$208K +$206K +5,454 New
Zurich Cantonal Bank
258
Zurich Cantonal Bank
Switzerland
$205K +$15.5K +410 +8%
D.E. Shaw & Co
259
D.E. Shaw & Co
New York
$205K +$203K +5,362 New
ASN
260
Advisory Services Network
Georgia
$168K
PHK
261
Point72 Hong Kong
Hong Kong
$151K +$149K +3,942 New
LIA
262
LS Investment Advisors
Michigan
$149K -$12.6K -334 -8%
Northwestern Mutual Wealth Management
263
Northwestern Mutual Wealth Management
Wisconsin
$140K +$98.8K +2,610 +248%
JIR
264
James Investment Research
Ohio
$134K -$73.3K -1,938 -36%
Rockefeller Capital Management
265
Rockefeller Capital Management
New York
$126K +$124K +3,290 New
FPS
266
Fieldpoint Private Securities
Connecticut
$117K -$10.1K -266 -8%
TFGT
267
TS Financial Group (TSFG)
Illinois
$115K
IA
268
IFP Advisors
Florida
$112K +$109K +2,886 New
CMBA
269
C.M. Bidwell & Associates
Hawaii
$106K +$44.3K +1,170 +73%
LTFS
270
Ladenburg Thalmann Financial Services
Florida
$104K -$37.1K -981 -26%
Fifth Third Bancorp
271
Fifth Third Bancorp
Ohio
$88K +$43.4K +1,146 +98%
Bessemer Group
272
Bessemer Group
New Jersey
$76K -$143K -3,788 -65%
IAS
273
IMA Advisory Services
Colorado
$73K
AG
274
Advisor Group
Arizona
$71K -$10.6K -279 -13%
TCM
275
TD Capital Management
Tennessee
$59K

LM Hedge Fund Activity: Q3 2019 in Review

329 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q3 2019, worth a combined $2.9B — down 1.3% from $2.94B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new LM positions and 38 closed out — a net gain of 3 holders — while 86 added to existing stakes and 143 trimmed.

The largest buyer was Nuveen, adding an estimated $23.4M. The largest seller was State of New Jersey Common Pension Fund D, cutting an estimated $30.9M.

  • 329 institutional investors held Legg Mason, Inc. (LM) as of Q3 2019, up from 326 in Q2 2019.
  • Funds reported $2.9B of Legg Mason, Inc. stock for Q3 2019, down 1.3% quarter-over-quarter.
  • 41 funds opened new Legg Mason, Inc. positions in Q3 2019 and 38 closed out, a net change of +3 holders.
  • The largest Legg Mason, Inc. buyer in Q3 2019 was Nuveen, an estimated $23.4M added.
  • The largest Legg Mason, Inc. seller in Q3 2019 was State of New Jersey Common Pension Fund D, an estimated $30.9M sold.

Based on aggregated 13F filings for Q3 2019.