Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

366 hedge funds and large institutions have $3.99B invested in Legg Mason, Inc. in 2015 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 128 increasing their positions, 126 reducing their positions, and 61 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

366

Holders Change

-24

Holders Change %

-6.15%

% of All Funds

10.23%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-28.57%

% of All Funds

0.14%

New

Increased

128

Reduced

126

Closed

Calls

$31.2M

Puts

$5.56M

Net Calls

+$25.6M

Net Calls Change

+$23.3M

Top Buyers

1	FPA 1 First Pacific Advisors El Segundo, California	$54M
2	2 Marshall Wace London, United Kingdom	$46.3M
3	SC 3 Samlyn Capital New York	$29.8M
4	JCM 4 Junto Capital Management New York	$24.5M
5	5 Vanguard Group Malvern, Pennsylvania	$391M

Top Sellers

1	1 Wellington Management Group Boston, Massachusetts	$8.2M
2	2 T. Rowe Price Associates Baltimore, Maryland	$6.88M
3	GI 3 GAMCO Investors Greenwich, Connecticut	$169M
4	PAM 4 Panagora Asset Management Boston, Massachusetts	$26.9M
5	JHIU 5 Janus Henderson Investors US Denver, Colorado	$37.4M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
251	251 Rafferty Asset Management New York	$387K	+$197K	+4,745	+104%
252	CK 252 Cohen Klingenstein New York	$386K	–	–	–
253	JIC 253 Johnson Investment Counsel Cincinnati, Ohio	$384K	-$23.5K	-565	-6%
254	VIA 254 Vident Investment Advisory Alpharetta, Georgia	$384K	+$362K	+8,709	+1,659%
255	MF 255 Magnetar Financial Evanston, Illinois	$383K	+$28.9K	+694	+8%
256	256 Ninety One (UK) London, United Kingdom	$381K	+$381K	+9,149	New
257	SRC 257 Shufro Rose & Co New York	$374K	–	–	–
258	NSEDCP 258 NJ State Employees Deferred Compensation Plan Trenton, New Jersey	$374K	–	–	–
259	UR 259 USCA RIA Houston, Texas	$374K	–	–	–
260	OC 260 Oppenheimer & Co New York	$371K	+$83.1K	+2,000	+29%
261	261 Dodge & Cox San Francisco, California	$356K	–	–	–
262	ACI 262 Advance Capital I Southfield, Michigan	$345K	+$345K	+8,300	New
263	263 Verition Fund Management Greenwich, Connecticut	$344K	+$344K	+8,279	New
264	SM 264 Salzhauer Michael	$341K	–	–	–
265	LIA 265 LS Investment Advisors Bloomfield Hills, Michigan	$339K	+$58K	+1,393	+21%
266	LSERS 266 Louisiana State Employees Retirement System Baton Rouge, Louisiana	$333K	+$37.5K	+900	+13%
267	MYLI 267 Meiji Yasuda Life Insurance Tokyo, Japan	$332K	+$332K	+7,980	New
268	SMDAM 268 Sumitomo Mitsui DS Asset Management Tokyo, Japan	$324K	+$1.25K	+30	+0.4%
269	MYAM 269 Meiji Yasuda Asset Management Tokyo, Japan	$319K	+$152K	+3,660	+91%
270	270 Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts	$316K	-$624K	-15,000	-66%
271	KRS 271 Kentucky Retirement Systems Frankfort, Kentucky	$313K	+$39.3K	+946	+14%
272	NMIMC 272 Northwestern Mutual Investment Management Company Milwaukee, Wisconsin	$307K	-$2.25K	-54	-0.7%
273	WIA 273 Westbourne Investment Advisors Annapolis, Maryland	$306K	+$81K	+1,950	+36%
274	PTC 274 Petrus Trust Company Dallas, Texas	$302K	+$302K	+7,248	New
275	COPPSERS 275 Commonwealth of Pennsylvania Public School Employees Retirement System Harrisburg, Pennsylvania	$293K	-$162K	-3,905	-36%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM