Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

370 hedge funds and large institutions have $2.62B invested in Legg Mason, Inc. in 2018 Q2 according to their latest regulatory filings, with 56 funds opening new positions, 120 increasing their positions, 130 reducing their positions, and 42 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

370

Holders Change

+11

Holders Change %

+3.06%

% of All Funds

8.48%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+14.29%

% of All Funds

0.18%

New

Increased

120

Reduced

130

Closed

Calls

$7.97M

Puts

$14.8M

Net Calls

-$6.84M

Net Calls Change

-$11.6M

Top Buyers

1	ACL 1 Azora Capital LP Miami, Florida	$33.2M
2	2 American Century Companies Kansas City, Missouri	$23.4M
3	CCP 3 Clarkston Capital Partners Rochester, Michigan	$129M
4	4 Vanguard Group Malvern, Pennsylvania	$298M
5	AU 5 Algebris (UK) London, United Kingdom	$13.9M

Top Sellers

1	1 Fidelity Investments Boston, Massachusetts	$147M
2	2 Goldman Sachs New York	$23.4M
3	3 Nuveen Asset Management Chicago, Illinois	$0
4	TCIM 4 TIAA CREF Investment Management New York	$6M
5	IAM 5 Impax Asset Management Portsmouth, New Hampshire	$1.18M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
226	MC 226 Moors & Cabot Boston, Massachusetts	$478K	+$449	+13	+0.1%
227	CGH 227 Crossmark Global Holdings Houston, Texas	$470K	+$10.1K	+290	+2%
228	IG 228 ING Group Amsterdam, Netherlands	$455K	+$455K	+13,090	New
229	GCM 229 Gator Capital Management Tampa, Florida	$451K	+$451K	+13,000	New
230	ECM 230 ETrade Capital Management Arlington, Virginia	$435K	+$26.3K	+758	+6%
231	231 SG Americas Securities New York	$426K	-$104K	-2,993	-20%
232	BBHC 232 Brown Brothers Harriman & Co New York	$423K	–	–	–
233	TG 233 TCW Group Los Angeles, California	$409K	–	–	–
234	XK 234 Xact Kapitalforvaltning Stockholm, Sweden	$402K	–	–	–
235	235 Susquehanna International Group Bala Cynwyd, Pennsylvania	$402K	+$402K	+11,582	New
236	SO 236 STRS Ohio Columbus, Ohio	$390K	+$390K	+11,258	New
237	237 LPL Financial San Diego, California	$383K	+$122K	+3,522	+47%
238	NJBEST 238 New Jersey Better Educational Savings Trust Trenton, New Jersey	$382K	–	–	–
239	239 US Bancorp Minneapolis, Minnesota	$373K	-$4.62K	-133	-1%
240	ECM 240 Element Capital Management New York	$372K	+$8.05K	+232	+2%
241	SAM 241 Securian Asset Management St Paul, Minnesota	$369K	+$8.44K	+243	+2%
242	SRC 242 Shufro Rose & Co New York	$365K	–	–	–
243	OC 243 Oppenheimer & Co New York	$320K	-$531K	-15,297	-62%
244	NSEDCP 244 NJ State Employees Deferred Compensation Plan Trenton, New Jersey	$313K	–	–	–
245	CK 245 Cohen Klingenstein New York	$307K	–	–	–
246	246 Voloridge Investment Management Jupiter, Florida	$306K	+$306K	+8,823	New
247	PA 247 Profund Advisors Bethesda, Maryland	$304K	-$12K	-345	-4%
248	JCM 248 Janney Capital Management Pittsburgh, Pennsylvania	$301K	+$29.4K	+848	+11%
249	249 Cambridge Investment Research Advisors Fairfield, Iowa	$300K	+$16.8K	+484	+6%
250	PAM 250 Panagora Asset Management Boston, Massachusetts	$297K	-$61.1K	-1,758	-17%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM