LPL Financial
LM

LPL Financial’s Legg Mason, Inc. LM Stock Holding History

LPL Financial’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-11,042
Closed -$383K – 3342
2018
Q2 		$383K Buy
11,042
+3,522
+47% +$134K ﹤0.01% 2427
2018
Q1 		$306K Buy
+7,520
New +$310K ﹤0.01% 2589
2016
Q1 		– Sell
-6,258
Closed -$242K – 3237
2015
Q4 		$242K Buy
+6,258
New +$268K ﹤0.01% 2695

Other funds holding LM

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

LPL Financial's LM Position: Q3 2018 in Review

LPL Financial sold out of Legg Mason, Inc. (LM) in Q3 2018, closing a stake of 11,042 shares — an estimated $383K sold.

LPL Financial first reported a position in LM in Q4 2015 and held it in 3 quarters. The position peaked at $383K in Q2 2018. 337 funds tracked by Wall St. Rank hold LM as of Q3 2018.

  • LPL Financial reported no remaining Legg Mason, Inc. position as of Q3 2018 after selling out during the quarter.
  • LPL Financial sold 11,042 Legg Mason, Inc. shares in Q3 2018, an estimated $383K.
  • LPL Financial first reported a position in Legg Mason, Inc. in Q4 2015 and held it in 3 quarters.
  • LPL Financial's Legg Mason, Inc. position peaked at $383K in Q2 2018.
  • 337 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2018.

Based on LPL Financial's 13F filing for Q3 2018, filed 14 Nov 2018.