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JRO

Nuveen Floating Rate Income Opportunty Fund
JRO

Delisted

JRO was delisted on the 28th of July, 2023.

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60 hedge funds and large institutions have $75.4M invested in Nuveen Floating Rate Income Opportunty Fund in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% less capital invested

Capital invested by funds: $86.3M → $75.4M (-$11M)

13% less funds holding

Funds holding: 69 → 60 (-9)

32% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 22

60% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 15

Holders
60
Holders Change
-9
Holders Change %
-13.04%
% of All Funds
1.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
22
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$1.57M
2
Invesco
Invesco
Georgia
+$1.11M
3
AAM
Advisors Asset Management
Colorado
+$1.05M
4
GI
Gradient Investments
Minnesota
+$518K
5
Morgan Stanley
Morgan Stanley
New York
+$433K

Top Sellers

Rank Fund Capital Flow
1
MIG
Mariner Investment Group
New York
-$6.27M
2
RCM
Rivernorth Capital Management
Florida
-$2.83M
3
ACM
Aviance Capital Management
Florida
-$2.1M
4
ARC
Absolute Return Capital
Massachusetts
-$1.4M
5
WAM
Wolverine Asset Management
Illinois
-$802K
Name Holding Trade Value Shares
Change 		Change in
Stake
ICOA
26
Investment Centers of America
North Dakota
$314K -$239K -19,559 -44%
SC
27
Selz Capital
New York
$311K – – –
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$301K -$905 -74 -0.3%
JP Morgan Chase
29
JP Morgan Chase
New York
$298K – – –
HCM
30
Hollencrest Capital Management
California
$291K -$75.8K -6,200 -21%
NES
31
New England Securities
New York
$284K -$7.2K -589 -3%
Cohen & Steers
32
Cohen & Steers
New York
$276K -$572K -46,732 -68%
AAS
33
Annex Advisory Services
Wisconsin
$229K +$76.4K +6,250 +51%
NPC
34
National Planning Corporation
California
$217K – – –
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$204K -$63.9K -5,222 -24%
VC
36
Vicus Capital
Pennsylvania
$195K +$41.6K +3,400 +28%
BNP Paribas Financial Markets
37
BNP Paribas Financial Markets
France
$188K -$43.4K -3,550 -19%
Bank of New York Mellon
38
Bank of New York Mellon
New York
$178K -$868 -71 -0.5%
SHA
39
Smith Hayes Advisers
Nebraska
$175K – – –
FAAS
40
First Allied Advisory Services
California
$151K +$148K +12,091 New
SSWM
41
Sheets Smith Wealth Management
North Carolina
$142K – – –
SIA
42
SeaBridge Investment Advisors
New Jersey
$111K – – –
DADC
43
D.A. Davidson & Co
Montana
$105K – – –
WAM
44
Wolverine Asset Management
Illinois
$89K -$802K -65,592 -90%
OIA
45
Optimum Investment Advisors
Illinois
$87K – – –
TWA
46
TCI Wealth Advisors
Arizona
$87K +$85.6K +7,000 New
Creative Planning
47
Creative Planning
Kansas
$45K – – –
CLOS
48
Compagnie Lombard Odier SCmA
Switzerland
$44K +$42.8K +3,500 New
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
$41K +$40.8K +3,333 New
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$25K – – –
1
2
3

JRO Hedge Fund Activity: Q2 2014 in Review

60 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q2 2014, worth a combined $75.4M — down 13% from $86.3M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of JRO and 6 opened new positions — a net loss of 9 holders — while 22 trimmed existing stakes and 15 added.

The largest buyer was Guggenheim Capital, adding an estimated $1.57M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $6.27M sold.

  • 60 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q2 2014, down from 69 in Q1 2014.
  • Funds reported $75.4M of Nuveen Floating Rate Income Opportunty Fund stock for Q2 2014, down 13% quarter-over-quarter.
  • 6 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q2 2014 and 15 closed out, a net change of -9 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q2 2014 was Guggenheim Capital, an estimated $1.57M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q2 2014 was Mariner Investment Group, an estimated $6.27M sold.

Based on aggregated 13F filings for Q2 2014.