Annex Advisory Services’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Annex Advisory Services’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-15,300	Closed	-$157K	–	119
2016 Q2	$157K	Sell	15,300 -3,192	-17%	-$32.6K	0.04%	106
2016 Q1	$183K	Hold	18,492	–	–	0.05%	108
2015 Q4	$181K	Hold	18,492	–	–	0.05%	108
2015 Q3	$184K	Hold	18,492	–	–	0.06%	109
2015 Q2	$200K	Hold	18,492	–	–	0.06%	110
2015 Q1	$215K	Buy	18,492 +800	+5%	+$9.08K	0.07%	110
2014 Q4	$199K	Sell	17,692 -750	-4%	-$8.42K	0.06%	91
2014 Q3	$210K	Hold	18,442	–	–	0.07%	76
2014 Q2	$229K	Buy	18,442 +6,250	+51%	+$76.4K	0.08%	72
2014 Q1	$149K	Hold	12,192	–	–	0.06%	85
2013 Q4	$148K	Buy	+12,192	New	+$147K	0.06%	90

Other funds holding JRO

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Annex Advisory Services's JRO Position: Q3 2016 in Review

Annex Advisory Services sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q3 2016, closing a stake of 15,300 shares — an estimated $157K sold.

Annex Advisory Services first reported a position in JRO in Q4 2013 and held it in 11 quarters. The position peaked at $229K in Q2 2014. 60 funds tracked by Wall St. Rank hold JRO as of Q3 2016.

Annex Advisory Services reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q3 2016 after selling out during the quarter.
Annex Advisory Services sold 15,300 Nuveen Floating Rate Income Opportunty Fund shares in Q3 2016, an estimated $157K.
Annex Advisory Services first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q4 2013 and held it in 11 quarters.
Annex Advisory Services's Nuveen Floating Rate Income Opportunty Fund position peaked at $229K in Q2 2014.
60 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q3 2016.

Based on Annex Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.