National Planning Corporation’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

National Planning Corporation’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-13,876	Closed	-$126K	–	768
2015 Q4	$126K	Buy	+13,876	New	+$136K	0.01%	678
2015 Q1	–	Sell	-9,833	Closed	-$108K	–	2725
2014 Q4	$108K	Sell	9,833 -7,650	-44%	-$85.9K	0.01%	890
2014 Q3	$198K	Hold	17,483	–	–	0.02%	672
2014 Q2	$217K	Hold	17,483	–	–	0.02%	661
2014 Q1	$212K	Buy	17,483 +2,000	+13%	+$24.3K	0.02%	635
2013 Q4	$189K	Sell	15,483 -2,202	-12%	-$26.5K	0.02%	634
2013 Q3	$220K	Buy	17,685 +4,000	+29%	+$49.9K	0.02%	570
2013 Q2	$181K	Buy	+13,685	New	+$181K	0.02%	490

Other funds holding JRO

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

National Planning Corporation's JRO Position: Q1 2016 in Review

National Planning Corporation sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q1 2016, closing a stake of 13,876 shares — an estimated $126K sold.

National Planning Corporation first reported a position in JRO in Q2 2013 and held it in 8 quarters. The position peaked at $220K in Q3 2013. 69 funds tracked by Wall St. Rank hold JRO as of Q1 2016.

National Planning Corporation reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q1 2016 after selling out during the quarter.
National Planning Corporation sold 13,876 Nuveen Floating Rate Income Opportunty Fund shares in Q1 2016, an estimated $126K.
National Planning Corporation first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q2 2013 and held it in 8 quarters.
National Planning Corporation's Nuveen Floating Rate Income Opportunty Fund position peaked at $220K in Q3 2013.
69 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q1 2016.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.