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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
26
Guggenheim Capital
Illinois
$229K +$120 +14 +0.1%
FT
27
Fiduciary Trust
Massachusetts
$213K -$55.6K -6,500 -21%
PAIM
28
Punch & Associates Investment Management
Minnesota
$130K -$27.4K -3,205 -17%
MC
29
Matisse Capital
Oregon
$129K +$130K +15,205 New
SKK
30
Shepherd Kaplan Krochuk
Massachusetts
$106K
WT
31
Washington Trust
Rhode Island
$96K
Bank of America
32
Bank of America
North Carolina
$95K -$901K -105,257 -90%
BTS
33
BB&T Securities
Virginia
$89K
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$87K
UBS Group
35
UBS Group
Switzerland
$70K
EWA
36
Evolution Wealth Advisors
Florida
$33K +$33.4K +3,900 New
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$18K
VFA
38
Valeo Financial Advisors
Indiana
$17K +$17.1K +2,000 New
PFBT
39
Parkside Financial Bank & Trust
Missouri
$15K
FIB
40
First Interstate Bank
Montana
$10K
US Bancorp
41
US Bancorp
Minnesota
$9K -$6.42K -750 -43%
Barclays
42
Barclays
United Kingdom
$9K
PB
43
Pinnacle Bancorp
Nebraska
$8K
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$5K +$5.14K +600 New
LPL Financial
45
LPL Financial
California
-$268K -30,539 Closed
EPA
46
Element Pointe Advisors
Florida
-$103K -11,746 Closed
SWM
47
SeaCrest Wealth Management
New York
-$35K -4,000 Closed
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
-$18K -2,000 Closed
DBT
49
Dubuque Bank & Trust
Iowa
-$9K -988 Closed
Fidelity Investments
50
Fidelity Investments
Massachusetts
-$3K -334 Closed