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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$221K +$239K +18,677 New
GC
27
Gratus Capital
Georgia
$190K
Stifel Financial
28
Stifel Financial
Missouri
$179K -$11K -855 -5%
Creative Planning
29
Creative Planning
Kansas
$172K +$187K +14,559 New
LCM
30
Landscape Capital Management
New Jersey
$172K +$187K +14,563 New
GC
31
Guggenheim Capital
Illinois
$163K +$177K +13,804 New
WS
32
Wedbush Securities
California
$149K
SKK
33
Shepherd Kaplan Krochuk
Massachusetts
$148K
LPL Financial
34
LPL Financial
California
$137K +$18.7K +1,462 +14%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$129K +$140K +10,926 New
WT
36
Washington Trust
Rhode Island
$120K
WA
37
WealthTrust Axiom
Pennsylvania
$119K
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$95K -$15.6K -1,215 -13%
DBT
39
Dubuque Bank & Trust
Iowa
$80K
SWM
40
SeaCrest Wealth Management
New York
$47K +$51.3K +4,000 New
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$35K -$30.8K -2,405 -44%
FIB
42
First Interstate Bank
Montana
$28K
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$24K +$25.6K +2,000 New
PFBT
44
Parkside Financial Bank & Trust
Missouri
$21K
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$16K
Barclays
46
Barclays
United Kingdom
$12K
OMC
47
Oasis Management Company
Cayman Islands
$12K
RFC
48
Regions Financial Corp
Alabama
$6K +$6.99K +545 New
SEI Investments
49
SEI Investments
Pennsylvania
$1K +$1.6K +125 New
LCM
50
Laurion Capital Management
New York
-$405K -32,220 Closed