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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$35.2M +$1.62M +68,085 +5%
Wells Fargo
2
Wells Fargo
California
$20.9M +$1.95M +82,105 +11%
Bank of America
3
Bank of America
North Carolina
$14.4M -$649K -27,319 -4%
RCM
4
Rivernorth Capital Management
Florida
$11.7M +$196K +8,239 +2%
HCM
5
Hilton Capital Management
New York
$10.8M
PAIM
6
Punch & Associates Investment Management
Minnesota
$9.71M +$203K +8,547 +2%
EVM
7
Eaton Vance Management
Massachusetts
$7.84M
SIA
8
Sit Investment Associates
Minnesota
$5.81M +$232K +9,774 +4%
Bessemer Group
9
Bessemer Group
New Jersey
$5.59M +$110K +4,631 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.36M +$257K +10,828 +5%
Morgan Stanley
11
Morgan Stanley
New York
$5.22M -$20.5K -864 -0.4%
COLIM
12
City of London Investment Management
United Kingdom
$4.7M -$688K -28,951 -13%
UBS Group
13
UBS Group
Switzerland
$3.98M -$1.37M -57,539 -26%
NVIM
14
New Vernon Investment Management
Illinois
$3.69M
LJAC
15
L.J. Altfest & Co
New York
$3.11M +$135K +5,669 +5%
Ameriprise
16
Ameriprise
Minnesota
$2.9M +$1.17M +49,443 +70%
LPL Financial
17
LPL Financial
California
$1.42M +$1.4M +59,089 New
WMG
18
WESCAP Management Group
California
$1.29M -$622K -26,192 -33%
DBT
19
Dubuque Bank & Trust
Iowa
$1.04M +$89.8K +3,779 +10%
TIM
20
Tortoise Investment Management
New York
$804K
PAG
21
Private Advisor Group
New Jersey
$692K -$18.8K -792 -3%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$630K -$78.6K -3,310 -11%
Stifel Financial
23
Stifel Financial
Missouri
$582K +$96.2K +4,050 +20%
RGC
24
Roberts, Glore & Co
Illinois
$545K -$54K -2,275 -9%
UR
25
USCA RIA
Texas
$538K