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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$27.6M +$404K +20,845 +1%
RVPG
2
Relative Value Partners Group
$9.53M +$394K +20,330 +4%
Morgan Stanley
3
Morgan Stanley
New York
$2.35M -$105K -5,403 -4%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$2.08M +$118K +6,101 +6%
Bank of America
5
Bank of America
North Carolina
$1.28M +$67.7K +3,498 +5%
Allspring Global Investments
6
Allspring Global Investments
North Carolina
$1.16M +$735K +37,936 +147%
FM
7
Family Management
New York
$1.12M +$10.7K +551 +0.9%
LSC
8
Logan Stone Capital
Illinois
$574K +$608K +31,408 New
1CP
9
1607 Capital Partners
Virginia
$569K +$604K +31,181 New
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$553K +$62.2K +3,210 +12%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$493K +$2.19K +113 +0.4%
Wells Fargo
12
Wells Fargo
California
$456K -$21.6K -1,114 -4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$455K +$6.25K +323 +1%
Fiera Capital (Canada)
14
Fiera Capital (Canada)
Quebec, Canada
$451K +$118K +6,095 +33%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$428K +$68.2K +3,520 +18%
PHS
16
Pekin Hardy Strauss
Illinois
$414K -$46.5K -2,400 -10%
AWM
17
Apollon Wealth Management
South Carolina
$397K +$74.2K +3,831 +21%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$396K -$606K -31,284 -59%
UBS Group
19
UBS Group
Switzerland
$365K -$68.8K -3,553 -15%
SFS
20
Sowell Financial Services
Arkansas
$358K -$14.5K -747 -3%
HCM
21
Hilton Capital Management
New York
$263K
PAG
22
Private Advisor Group
New Jersey
$223K +$97 +5 +0%
FWM
23
Foresight Wealth Management
Utah
$204K -$375K -19,388 -63%
RCM
24
Rivernorth Capital Management
Florida
$190K +$202K +10,431 New
PFGIA
25
Patriot Financial Group Insurance Agency
Massachusetts
$184K -$28.8K -1,486 -13%