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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$29.9M -$59.3K -2,585 -0.2%
HCM
2
Hilton Capital Management
New York
$17.6M -$16.3M -708,592 Closed
RCM
3
Rivernorth Capital Management
Florida
$16.7M +$4.87M +212,327 +42%
Bank of America
4
Bank of America
North Carolina
$15.8M -$1.5M -65,291 -9%
PAIM
5
Punch & Associates Investment Management
Minnesota
$9.22M +$311K +13,539 +4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.1M +$240K +10,472 +3%
IA
7
Icon Advisers
Colorado
$7.63M +$7.52M +327,905 New
Morgan Stanley
8
Morgan Stanley
New York
$6.62M +$123K +5,352 +2%
SIA
9
Sit Investment Associates
Minnesota
$3.46M +$489K +21,330 +17%
Ameriprise
10
Ameriprise
Minnesota
$2.57M -$1.01M -43,939 -29%
WMA
11
Wealth Management Associates
New Jersey
$2.53M +$98.5K +4,292 +4%
Wells Fargo
12
Wells Fargo
California
$2.05M -$191K -8,336 -9%
RJA
13
Raymond James & Associates
Florida
$1.94M +$281K +12,232 +17%
FTI
14
Fiduciary Trust International
Massachusetts
$1.7M -$106K -4,637 -6%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.4M +$1.38M +60,044 New
Invesco
16
Invesco
Georgia
$826K -$389K -16,972 -32%
UBS Group
17
UBS Group
Switzerland
$626K +$39.2K +1,707 +7%
PAG
18
Private Advisor Group
New Jersey
$592K -$44.1K -1,923 -7%
Bessemer Group
19
Bessemer Group
New Jersey
$554K +$546K +23,806 New
Bank of New York Mellon
20
Bank of New York Mellon
New York
$548K -$34.5K -1,503 -6%
Mirae Asset Global Investments
21
Mirae Asset Global Investments
South Korea
$547K +$87.8K +3,826 +19%
Lido Advisors
22
Lido Advisors
California
$544K +$46.7K +2,037 +10%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$497K +$245K +10,678 +100%
MFG
24
Magnus Financial Group
New York
$471K +$113K +4,911 +32%
SFS
25
Sowell Financial Services
Arkansas
$392K -$24.9K -1,085 -6%