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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$26.1M +$554K +33,934 +2%
RVPG
2
Relative Value Partners Group
$7.33M -$470K -28,766 -6%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$4.59M +$4.44M +271,952 +412,048%
1CP
4
1607 Capital Partners
Virginia
$3.96M -$921K -56,400 -19%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$2.57M
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$1.84M -$1.33M -81,584 -43%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.45M -$125K -7,672 -8%
Morgan Stanley
8
Morgan Stanley
New York
$1.19M -$6.99K -428 -0.6%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$605K +$30.5K +1,869 +6%
NFG
10
Nations Financial Group
Iowa
$580K
First Trust Advisors
11
First Trust Advisors
Illinois
$424K -$20.9K -1,278 -5%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$421K -$22.4K -1,373 -5%
IA
13
IFP Advisors
Florida
$388K -$5.05K -309 -1%
Wells Fargo
14
Wells Fargo
California
$354K -$9.47K -580 -3%
UBS Group
15
UBS Group
Switzerland
$318K +$33.9K +2,075 +12%
SFS
16
Sowell Financial Services
Arkansas
$255K -$55.1K -3,374 -18%
MWM
17
Melfa Wealth Management
Massachusetts
$181K +$176K +10,743 New
CAN
18
Cetera Advisor Networks
California
$171K +$166K +10,156 New
MC
19
Moors & Cabot
Massachusetts
$169K +$163K +10,000 New
Osaic Holdings
20
Osaic Holdings
Arizona
$132K -$84.9K -5,197 -40%
Bank of America
21
Bank of America
North Carolina
$31.2K
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$10.1K
FWM
23
Focused Wealth Management
New York
$9.86K +$229 +14 +2%
EWA
24
EverSource Wealth Advisors
Alabama
$8.44K
GI
25
Gradient Investments
Minnesota
$5.81K +$5.62K +344 New