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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$31.2M +$4.66M +221,951 +17%
RVPG
2
Relative Value Partners Group
$10.5M +$545K +25,991 +5%
Morgan Stanley
3
Morgan Stanley
New York
$2.81M -$250K -11,927 -8%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$2.26M +$275K +13,115 +14%
Bank of America
5
Bank of America
North Carolina
$1.39M +$253K +12,065 +22%
FM
6
Family Management
New York
$1.27M -$8.79K -419 -0.7%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$1.11M -$978K -46,614 -47%
FWM
8
Foresight Wealth Management
Utah
$641K +$103K +4,918 +19%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$567K +$132K +6,283 +30%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$563K +$4.36K +208 +0.8%
Wells Fargo
11
Wells Fargo
California
$547K -$544K -25,921 -50%
Allspring Global Investments
12
Allspring Global Investments
North Carolina
$539K +$541K +25,762 New
PHS
13
Pekin Hardy Strauss
Illinois
$526K +$251K +11,955 +91%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$515K -$11K -523 -2%
UBS Group
15
UBS Group
Switzerland
$493K +$38.4K +1,829 +8%
SFS
16
Sowell Financial Services
Arkansas
$448K
Baird Financial Group
17
Baird Financial Group
Wisconsin
$418K -$462 -22 -0.1%
Fiera Capital (Canada)
18
Fiera Capital (Canada)
Quebec, Canada
$390K +$10.8K +515 +3%
AWM
19
Apollon Wealth Management
South Carolina
$376K +$376K +17,924 New
HCM
20
Hilton Capital Management
New York
$302K -$21 -1 -0%
PAG
21
Private Advisor Group
New Jersey
$255K +$189 +9 +0.1%
SFS
22
Shaker Financial Services
Virginia
$244K -$8.31K -396 -3%
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
$243K -$5.75K -274 -2%
APA
24
American Portfolios Advisors
New York
$105K -$2.77K -132 -3%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$34K -$63.9K -3,046 -65%