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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$24M +$64.1K +3,888 +0.3%
RVPG
2
Relative Value Partners Group
$7.87M -$175K -10,600 -2%
1CP
3
1607 Capital Partners
Virginia
$4.65M +$594K +36,000 +14%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$2.67M -$179K -10,862 -6%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$2.43M +$436K +26,419 +21%
MC
6
Matisse Capital
Oregon
$1.34M
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.07M -$256K -15,517 -19%
AC
8
Almitas Capital
California
$956K +$115K +6,961 +13%
Morgan Stanley
9
Morgan Stanley
New York
$899K -$960K -58,186 -51%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$515K +$15.9K +967 +3%
Wells Fargo
11
Wells Fargo
California
$466K +$30.8K +1,870 +7%
NFG
12
Nations Financial Group
Iowa
$439K +$16.5K +1,000 +4%
TIM
13
Tortoise Investment Management
New York
$433K -$1.4K -85 -0.3%
First Trust Advisors
14
First Trust Advisors
Illinois
$420K +$435K +26,346 New
PHS
15
Pekin Hardy Strauss
Illinois
$420K +$110K +6,651 +34%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$414K +$21.1K +1,278 +5%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$393K -$6.96K -422 -2%
LSC
18
Logan Stone Capital
Illinois
$372K -$254K -15,401 -40%
SFS
19
Sowell Financial Services
Arkansas
$321K -$8.39K -509 -2%
UBS Group
20
UBS Group
Switzerland
$254K -$17.1K -1,037 -6%
HCM
21
Hilton Capital Management
New York
$199K
IA
22
IFP Advisors
Florida
$121K -$76K -4,608 -47%
Osaic Holdings
23
Osaic Holdings
Arizona
$104K +$35.3K +2,143 +49%
JP Morgan Chase
24
JP Morgan Chase
New York
$26K +$26.5K +1,605 New
FWM
25
Focused Wealth Management
New York
$8.69K +$115 +7 +1%