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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$24M +$26.8K +1,646 +0.1%
RVPG
2
Relative Value Partners Group
$7.35M -$356K -21,857 -5%
1CP
3
1607 Capital Partners
Virginia
$4.62M
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$3.03M +$298K +18,337 +11%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$2.42M
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.48M +$164K +10,076 +12%
MC
7
Matisse Capital
Oregon
$1.33M
Morgan Stanley
8
Morgan Stanley
New York
$1.12M -$34.8K -2,137 -3%
NFG
9
Nations Financial Group
Iowa
$546K -$6.91K -425 -1%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$539K +$14.3K +877 +3%
First Trust Advisors
11
First Trust Advisors
Illinois
$420K -$4.03K -248 -0.9%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$418K +$667 +41 +0.2%
IA
13
IFP Advisors
Florida
$370K +$80.1K +4,924 +27%
Wells Fargo
14
Wells Fargo
California
$342K -$15.4K -948 -4%
TIM
15
Tortoise Investment Management
New York
$312K -$137K -8,452 -30%
SFS
16
Sowell Financial Services
Arkansas
$296K -$26.7K -1,639 -8%
UBS Group
17
UBS Group
Switzerland
$266K +$19.7K +1,214 +8%
Osaic Holdings
18
Osaic Holdings
Arizona
$206K +$57.6K +3,542 +37%
HCM
19
Hilton Capital Management
New York
$196K
IP
20
Ignite Planners
California
$179K +$182K +11,219 New
Bank of America
21
Bank of America
North Carolina
$29.4K +$24.4K +1,500 +429%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$9.53K +$9.76K +600 New
FWM
23
Focused Wealth Management
New York
$9.04K +$211 +13 +2%
EWA
24
EverSource Wealth Advisors
Alabama
$7.94K
AF
25
Advisornet Financial
Minnesota
$5.8K