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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$23M -$2.51M -132,815 -10%
Ameriprise
2
Ameriprise
Minnesota
$3.8M +$104K +5,493 +3%
AAM
3
Advisors Asset Management
Colorado
$2.92M -$16.6K -878 -0.6%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$2.07M +$103K +5,456 +5%
Morgan Stanley
5
Morgan Stanley
New York
$1.97M -$62.1K -3,291 -3%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$1.82M -$604 -32 -0%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.37M +$93K +4,925 +7%
Wells Fargo
8
Wells Fargo
California
$1M -$87.4K -4,631 -8%
NFG
9
Nations Financial Group
Iowa
$995K
Raymond James Financial
10
Raymond James Financial
Florida
$817K +$8.85K +469 +1%
VVP
11
Venture Visionary Partners
Ohio
$781K +$434 +23 +0.1%
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$617K +$147K +7,800 +31%
First Trust Advisors
13
First Trust Advisors
Illinois
$563K +$63K +3,340 +12%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$425K -$325K -17,204 -43%
SFS
15
Sowell Financial Services
Arkansas
$348K
MWM
16
Melfa Wealth Management
Massachusetts
$347K +$1.25K +66 +0.4%
Invesco
17
Invesco
Georgia
$344K +$347K +18,364 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$343K +$345K +18,299 New
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$301K +$51.4K +2,725 +20%
CAM
20
Concorde Asset Management
Michigan
$245K +$247K +13,100 New
CL
21
Choreo LLC
Illinois
$243K -$340 -18 -0.1%
AFG
22
Atomi Financial Group
New York
$240K +$5.47K +290 +2%
LPL Financial
23
LPL Financial
California
$191K +$193K +10,199 New
UBS Group
24
UBS Group
Switzerland
$177K -$40.3K -2,137 -18%
EWA
25
EverSource Wealth Advisors
Alabama
$9.36K