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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$29.7M -$495K -20,849 -2%
Bank of America
2
Bank of America
North Carolina
$17.9M +$283K +11,907 +2%
HCM
3
Hilton Capital Management
New York
$17.1M -$16.4M -689,031 Closed
PAIM
4
Punch & Associates Investment Management
Minnesota
$10.7M +$117K +4,923 +1%
RCM
5
Rivernorth Capital Management
Florida
$9.96M -$585K -24,641 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.17M +$409K +17,246 +5%
EVM
7
Eaton Vance Management
Massachusetts
$7.78M
Morgan Stanley
8
Morgan Stanley
New York
$6.4M -$241K -10,165 -4%
Ameriprise
9
Ameriprise
Minnesota
$3.71M -$1.58M -66,381 -30%
SIA
10
Sit Investment Associates
Minnesota
$3.11M
NVIM
11
New Vernon Investment Management
Illinois
$2.65M
Wells Fargo
12
Wells Fargo
California
$2.18M -$1.19M -50,109 -36%
RJA
13
Raymond James & Associates
Florida
$1.88M +$175K +7,380 +10%
FTI
14
Fiduciary Trust International
Massachusetts
$1.81M
Invesco
15
Invesco
Georgia
$1.67M +$313K +13,176 +23%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.27M +$43.6K +1,836 +4%
TIM
17
Tortoise Investment Management
New York
$1.12M -$12.8K -538 -1%
UBS Group
18
UBS Group
Switzerland
$715K -$6.91K -291 -1%
PAG
19
Private Advisor Group
New Jersey
$644K +$384K +16,190 +152%
LJAC
20
L.J. Altfest & Co
New York
$577K +$42.7K +1,800 +8%
Bessemer Group
21
Bessemer Group
New Jersey
$571K
Bank of New York Mellon
22
Bank of New York Mellon
New York
$565K +$19.9K +838 +4%
Lido Advisors
23
Lido Advisors
California
$470K +$56.7K +2,390 +14%
SFS
24
Sowell Financial Services
Arkansas
$430K
Mirae Asset Global Investments
25
Mirae Asset Global Investments
South Korea
$427K +$422K +17,779 New