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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Relative Value Partners Group
1
Relative Value Partners Group
$31.6M -$663K -27,702 -2%
Wells Fargo
2
Wells Fargo
California
$18.6M +$595K +24,866 +3%
Bank of America
3
Bank of America
North Carolina
$16.6M +$504K +21,049 +3%
Hilton Capital Management
4
Hilton Capital Management
New York
$15.5M – – –
Ameriprise
5
Ameriprise
Minnesota
$12.4M +$1.67M +69,935 +15%
Punch & Associates Investment Management
6
Punch & Associates Investment Management
Minnesota
$10.3M -$1.37M -57,019 -12%
Rivernorth Capital Management
7
Rivernorth Capital Management
Florida
$8.98M -$133K -5,543 -1%
Eaton Vance Management
8
Eaton Vance Management
Massachusetts
$7.7M – – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.3M +$477K +19,916 +7%
Morgan Stanley
10
Morgan Stanley
New York
$6.55M -$1.61M -67,065 -20%
Sit Investment Associates
11
Sit Investment Associates
Minnesota
$3.53M -$887K -37,023 -20%
NVIM
12
New Vernon Investment Management
Illinois
$2.62M – – –
Invesco
13
Invesco
Georgia
$1.71M +$233K +9,746 +16%
Fiduciary Trust International
14
Fiduciary Trust International
Massachusetts
$1.7M +$74.9K +3,128 +5%
Raymond James & Associates
15
Raymond James & Associates
Florida
$1.33M -$126K -5,254 -9%
Tortoise Investment Management
16
Tortoise Investment Management
New York
$909K +$213K +8,881 +30%
L.J. Altfest & Co
17
L.J. Altfest & Co
New York
$746K -$264K -11,008 -26%
Stifel Financial
18
Stifel Financial
Missouri
$740K – – –
UBS Group
19
UBS Group
Switzerland
$574K +$12.3K +512 +2%
Bessemer Group
20
Bessemer Group
New Jersey
$565K -$407K -16,990 -42%
Sowell Financial Services
21
Sowell Financial Services
Arkansas
$420K – – –
Private Advisor Group
22
Private Advisor Group
New Jersey
$389K +$78.4K +3,273 +25%
Global X Management Company
23
Global X Management Company
New York
$360K +$40.3K +1,681 +12%
Lido Advisors
24
Lido Advisors
California
$336K +$339K +14,150 New
Roberts, Glore & Co
25
Roberts, Glore & Co
Illinois
$323K – – –