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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$25.9M +$1.5M +89,473 +6%
RVPG
2
Relative Value Partners Group
$8.12M -$145K -8,667 -2%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$2.02M +$137K +8,208 +7%
Morgan Stanley
4
Morgan Stanley
New York
$1.85M -$150 -9 -0%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$1.67M +$417K +24,911 +32%
MC
6
Matisse Capital
Oregon
$1.35M +$374K +22,355 +36%
1CP
7
1607 Capital Partners
Virginia
$1.25M
AC
8
Almitas Capital
California
$852K +$879K +52,596 +15,795%
LSC
9
Logan Stone Capital
Illinois
$645K +$60.4K +3,611 +10%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$503K +$40.8K +2,440 +8%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$496K +$29K +1,737 +6%
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$493K -$1.15K -69 -0.2%
Wells Fargo
13
Wells Fargo
California
$455K +$17.3K +1,036 +4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$418K -$5.74K -343 -1%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$403K
PHS
16
Pekin Hardy Strauss
Illinois
$340K +$61.9K +3,700 +21%
SFS
17
Sowell Financial Services
Arkansas
$333K
UBS Group
18
UBS Group
Switzerland
$282K -$67 -4 -0%
TIM
19
Tortoise Investment Management
New York
$279K +$25.1K +1,500 +9%
Thrivent Financial for Lutherans
20
Thrivent Financial for Lutherans
Minnesota
$251K -$46.2K -2,762 -15%
IA
21
IFP Advisors
Florida
$236K +$168K +10,044 +251,100%
FM
22
Family Management
New York
$221K -$815K -48,739 -78%
HCM
23
Hilton Capital Management
New York
$198K -$34.6K -2,070 -14%
FWM
24
Foresight Wealth Management
Utah
$181K +$12.2K +729 +7%
SCM
25
Saba Capital Management
New York
$167K