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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AG
26
Advisor Group
Arizona
$180K +$21.3K +949 +13%
APA
27
American Portfolios Advisors
New York
$160K +$27.5K +1,225 +20%
FIA
28
FNY Investment Advisers
New York
$120K +$123K +5,482 New
Northwestern Mutual Wealth Management
29
Northwestern Mutual Wealth Management
Wisconsin
$74K -$36.1K -1,610 -32%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$58K +$28.7K +1,281 +95%
ASN
31
Advisory Services Network
Georgia
$46K +$24.5K +1,093 +109%
JFA
32
JNBA Financial Advisors
Minnesota
$44K
FWM
33
Focused Wealth Management
New York
$10K
JCM
34
Jacobi Capital Management
Pennsylvania
$9K
AF
35
Advisornet Financial
Minnesota
$8K
RVPG
36
Relative Value Partners Group
-$30.9M -1,332,152 Closed
RCM
37
Rivernorth Capital Management
Florida
-$17.9M -775,997 Closed
PAIM
38
Punch & Associates Investment Management
Minnesota
-$8.86M -383,989 Closed
IA
39
Icon Advisers
Colorado
-$5.98M -259,447 Closed
FTI
40
Fiduciary Trust International
Massachusetts
-$1.78M -77,074 Closed
TSW
41
Thompson Siegel & Walmsley
Virginia
-$749K -32,500 Closed
CL
42
CSS LLC
Illinois
-$719K -31,200 Closed
Bessemer Group
43
Bessemer Group
New Jersey
-$549K -23,806 Closed
M&T Bank
44
M&T Bank
New York
-$345K -14,961 Closed
QCMA
45
Quad Capital Management Advisors
New York
-$217K -9,429 Closed
AWA
46
Arete Wealth Advisors
Illinois
-$205K -8,896 Closed
PFO
47
Pathstone Family Office
New Jersey
-$12K -516 Closed