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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$316K +$15K +635 +5%
PFGIA
27
Patriot Financial Group Insurance Agency
Massachusetts
$285K -$51K -2,162 -14%
M&T Bank
28
M&T Bank
New York
$276K
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$239K +$252K +10,688 New
AWA
30
Arete Wealth Advisors
Illinois
$215K +$15.4K +653 +7%
APA
31
American Portfolios Advisors
New York
$84.1K -$3.77K -160 -4%
AG
32
Advisor Group
Arizona
$66K +$14.5K +614 +27%
JFA
33
JNBA Financial Advisors
Minnesota
$45K +$47.2K +2,000 New
TSW
34
Thompson Siegel & Walmsley
Virginia
$34K
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$28K +$29.8K +1,265 New
ASN
36
Advisory Services Network
Georgia
$22K
ADL
37
Asset Dedication LLC
California
$20K
ESB
38
Essex Savings Bank
Connecticut
$18K +$18.9K +800 New
FWM
39
Focused Wealth Management
New York
$11K
JCM
40
Jacobi Capital Management
Pennsylvania
$9K
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$9K +$9.44K +400 New
AF
42
Advisornet Financial
Minnesota
$8K
WAM
43
Wealthspire Advisors (Maryland)
Maryland
$6K
IA
44
IFP Advisors
Florida
$5K
NVIM
45
New Vernon Investment Management
Illinois
-$2.65M -110,390 Closed
RJFSA
46
Raymond James Financial Services Advisors
Florida
-$1.27M -52,757 Closed
Bessemer Group
47
Bessemer Group
New Jersey
-$571K -23,806 Closed
VF
48
Virtu Financial
New York
-$242K -10,087 Closed
BRF
49
B. Riley Financial
California
-$218K -9,083 Closed
CPIG
50
Chicago Partners Investment Group
Illinois
-$103K -4,360 Closed