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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
YMRC
26
Yorktown Management & Research Company
Virginia
$622K
HB
27
Homrich & Berg
Georgia
$580K -$138K -6,013 -19%
RGC
28
Roberts, Glore & Co
Illinois
$558K +$139K +6,025 +32%
UR
29
USCA RIA
Texas
$492K +$34.5K +1,500 +7%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$425K -$32.2K -1,400 -7%
LPL Financial
31
LPL Financial
California
$362K -$22.3K -970 -6%
CAN
32
Cetera Advisor Networks
California
$285K
LCM
33
Landscape Capital Management
New Jersey
$270K +$274K +11,905 New
Cohen & Steers
34
Cohen & Steers
New York
$86K
MFS
35
MSI Financial Services
Massachusetts
$40K
AIG
36
American International Group
New York
$34.6K -$30.6K -1,329 -47%
US Bancorp
37
US Bancorp
Minnesota
$31K +$943 +41 +3%
ASN
38
Advisory Services Network
Georgia
$23K
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$23K +$23K +1,000 New
Deutsche Bank
40
Deutsche Bank
Germany
$22K -$23.3K -1,012 -50%
FWM
41
Focused Wealth Management
New York
$20K
OFS
42
Orrstown Financial Services
Pennsylvania
$18K +$18.4K +800 New
Grantham, Mayo, Van Otterloo & Co (GMO)
43
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
-$4.97M -213,539 Closed
DA
44
Doliver Advisors
Texas
-$310K -13,301 Closed
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
-$102K -4,374 Closed
LTFS
46
Ladenburg Thalmann Financial Services
Florida
-$12K -500 Closed
PAM
47
Panagora Asset Management
Massachusetts
+$115 +5 New