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Nuveen Floating Rate Income Fund
JFR

104 hedge funds and large institutions have $180M invested in Nuveen Floating Rate Income Fund in 2021 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 38 increasing their positions, 20 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

90% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 20

22% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 18

2% more funds holding

Funds holding: 102 → 104 (+2)

4% less capital invested

Capital invested by funds: $188M → $180M (-$8.2M)

1.73% less ownership

Funds ownership: 32.76% → 31.03% (-1.7%)

Holders
104
Holders Change
+2
Holders Change %
+1.96%
% of All Funds
1.6%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
22
Increased
38
Reduced
20
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$1.65M
2
LPL Financial
LPL Financial
California
+$1.4M
3
SFS
Shaker Financial Services
Virginia
+$1.27M
4
Invesco
Invesco
Georgia
+$945K
5
Wells Fargo
Wells Fargo
California
+$885K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$8.62M
2
ISSM
Invesco Senior Secured Management
New York
-$6.8M
3
NCM
Next Capital Management
New York
-$2.71M
4
SCM
Saba Capital Management
New York
-$2.39M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
BAM
101
Bellevue Asset Management
Washington
$5K – – –
National Bank of Canada
102
National Bank of Canada
Quebec, Canada
$1K +$1.44K +141 New
FFG
103
Ford Financial Group
California
$15 +$15.3K +1,500 New
RCM
104
Rivernorth Capital Management
Florida
– -$8.62M -855,996 Closed
NCM
105
Next Capital Management
New York
– -$2.71M -269,183 Closed
SCM
106
Saba Capital Management
New York
– -$2.39M -237,158 Closed
Envestnet Asset Management
107
Envestnet Asset Management
Illinois
– -$1.09M -108,351 Closed
PAS
108
Park Avenue Securities
New York
– -$1.06M -105,521 Closed
KAS
109
Kestra Advisory Services
Texas
– -$654K -64,952 Closed
ICMP
110
Integrated Capital Management (Pennsylvania)
Pennsylvania
– -$202K -20,147 Closed
Millennium Management
111
Millennium Management
New York
– -$192K -19,100 Closed
Susquehanna International Group
112
Susquehanna International Group
Pennsylvania
– -$124K -12,347 Closed
UCFA
113
United Capital Financial Advisors
Texas
– -$117K -11,628 Closed
HI
114
Harbour Investments
Wisconsin
– -$68K -6,745 Closed
FIA
115
FNY Investment Advisers
New York
– -$50K -5,000 Closed
Citigroup
116
Citigroup
New York
– -$44K -4,347 Closed
HA
117
Herold Advisors
New York
– -$20K -2,000 Closed
BAM
118
Barrett Asset Management
New York
– -$10K -1,000 Closed
AWA
119
Arkadios Wealth Advisors
Georgia
– -$4K -429 Closed
FCM
120
Firestone Capital Management
Florida
– -$3K -310 Closed
GKWIM
121
Gerber Kawasaki Wealth & Investment Management
California
– -$1K -1 Closed
Fidelity Investments
122
Fidelity Investments
Massachusetts
– +$10 +1 New
1 2 3 4
5

JFR Hedge Fund Activity: Q4 2021 in Review

104 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2021, worth a combined $180M — down 4.4% from $188M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new JFR positions and 18 closed out — a net gain of 4 holders — while 38 added to existing stakes and 20 trimmed.

The largest buyer was UBS Group, adding an estimated $1.65M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $8.62M sold.

  • 104 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2021, up from 102 in Q3 2021.
  • Funds reported $180M of Nuveen Floating Rate Income Fund stock for Q4 2021, down 4.4% quarter-over-quarter.
  • 22 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2021 and 18 closed out, a net change of +4 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2021 was UBS Group, an estimated $1.65M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2021 was Rivernorth Capital Management, an estimated $8.62M sold.

Based on aggregated 13F filings for Q4 2021.