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Nuveen Floating Rate Income Fund
JFR

99 hedge funds and large institutions have $150M invested in Nuveen Floating Rate Income Fund in 2023 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 26 increasing their positions, 37 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

1% more capital invested

Capital invested by funds: $148M → $150M (+$1.61M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.43% less ownership

Funds ownership: 32.76% → 32.33% (-0.43%)

1% less funds holding

Funds holding: 100 → 99 (-1)

30% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 37

Holders
99
Holders Change
-1
Holders Change %
-1%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
26
Reduced
37
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
+$4.87M
2
N
Natixis
France
+$2.71M
3
LPL Financial
LPL Financial
California
+$1.4M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.15M
5
PAS
Park Avenue Securities
New York
+$1.11M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$3.3M
2
Morgan Stanley
Morgan Stanley
New York
-$2.56M
3
SFS
Shaker Financial Services
Virginia
-$1.49M
4
OCM
Oaktree Capital Management
California
-$871K
5
LSC
Logan Stone Capital
Illinois
-$859K
Name Holding Trade Value Shares
Change 		Change in
Stake
LWP
51
Lumature Wealth Partners
Georgia
$271K – – –
SSWM
52
Sheets Smith Wealth Management
North Carolina
$262K – – –
BRWA
53
B. Riley Wealth Advisors
Florida
$251K -$175K -20,961 -41%
SPC
54
Sigma Planning Corp
Michigan
$226K -$7.31K -877 -3%
KA
55
Kovack Advisors
Florida
$225K -$8.33K -1,000 -4%
HighTower Advisors
56
HighTower Advisors
Illinois
$212K – – –
ACP
57
Aviance Capital Partners
Florida
$204K – – –
SPIA
58
Steward Partners Investment Advisory
New York
$195K – – –
SDAM
59
Shulman DeMeo Asset Management
New York
$187K – – –
Susquehanna International Group
60
Susquehanna International Group
Pennsylvania
$183K +$34.2K +4,101 +22%
GCP
61
Gill Capital Partners
Colorado
$176K – – –
LCM
62
Landscape Capital Management
New Jersey
$169K -$168K -20,215 -50%
SFS
63
Shaker Financial Services
Virginia
$164K -$1.49M -178,800 -91%
ICMP
64
Integrated Capital Management (Pennsylvania)
Pennsylvania
$152K +$114K +13,678 New
IAG
65
Investment Advisory Group
Massachusetts
$148K – – –
AWM
66
AE Wealth Management
Kansas
$141K -$11.4K -1,364 -7%
Jane Street
67
Jane Street
New York
$140K +$143K +17,125 New
RJFSA
68
Raymond James Financial Services Advisors
Florida
$139K -$23.1K -2,771 -14%
WWM
69
Western Wealth Management
Colorado
$131K +$2.41K +289 +2%
IWC
70
Integrated Wealth Concepts
Massachusetts
$118K – – –
MHS
71
M Holdings Securities
Oregon
$117K +$492 +59 +0.4%
Stifel Financial
72
Stifel Financial
Missouri
$116K +$10.5K +1,264 +10%
WSTAM
73
Wilbanks Smith & Thomas Asset Management
Virginia
$103K – – –
CAN
74
Cetera Advisor Networks
California
$102K -$25.2K -3,018 -20%
Bank of Montreal
75
Bank of Montreal
Ontario, Canada
$90.8K -$13.9K -1,665 -14%
1 2
3
4 5

JFR Hedge Fund Activity: Q1 2023 in Review

99 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q1 2023, worth a combined $150M — up 1.1% from $148M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JFR positions and 11 closed out — a net gain of 3 holders — while 26 added to existing stakes and 37 trimmed.

The largest buyer was Penserra Capital Management, adding an estimated $4.87M. The largest seller was Bank of America, cutting an estimated $3.3M.

  • 99 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q1 2023, down from 100 in Q4 2022.
  • Funds reported $150M of Nuveen Floating Rate Income Fund stock for Q1 2023, up 1.1% quarter-over-quarter.
  • 14 funds opened new Nuveen Floating Rate Income Fund positions in Q1 2023 and 11 closed out, a net change of +3 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q1 2023 was Penserra Capital Management, an estimated $4.87M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q1 2023 was Bank of America, an estimated $3.3M sold.

Based on aggregated 13F filings for Q1 2023.