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Nuveen Floating Rate Income Fund
JFR

102 hedge funds and large institutions have $188M invested in Nuveen Floating Rate Income Fund in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 38 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 27

3% less funds holding

Funds holding: 105 → 102 (-3)

4.98% less ownership

Funds ownership: 37.74% → 32.76% (-5%)

13% less capital invested

Capital invested by funds: $215M → $188M (-$27.5M)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
102
Holders Change
-3
Holders Change %
-2.86%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
11
Increased
38
Reduced
27
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$8.48M
2
Cohen & Steers
Cohen & Steers
New York
+$3.77M
3
LPL Financial
LPL Financial
California
+$1.91M
4
UBS Group
UBS Group
Switzerland
+$1.67M
5
Wells Fargo
Wells Fargo
California
+$1.65M

Top Sellers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
-$24.7M
2
LC
Lindbrook Capital
California
-$13.1M
3
PCM
Penserra Capital Management
California
-$4.68M
4
1CP
1607 Capital Partners
Virginia
-$1.71M
5
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$1.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
26
Advisors Asset Management
Colorado
$1.5M -$147K -14,838 -9%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.49M +$481K +48,537 +49%
Thrivent Financial for Lutherans
28
Thrivent Financial for Lutherans
Minnesota
$1.18M -$37.2K -3,750 -3%
MAFM
29
Mid Atlantic Financial Management
Pennsylvania
$1.1M -$191K -19,225 -15%
Northwestern Mutual Wealth Management
30
Northwestern Mutual Wealth Management
Wisconsin
$1.1M -$1.39M -140,247 -56%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$1.09M +$105K +10,566 +11%
PAS
32
Park Avenue Securities
New York
$1.06M +$89.2K +9,005 +9%
Koshinski Asset Management
33
Koshinski Asset Management
Illinois
$1.05M +$457K +46,135 +79%
SAM
34
Seelaus Asset Management
New Jersey
$914K -$11.9K -1,200 -1%
WS
35
Wela Strategies
Georgia
$886K -$213K -21,478 -20%
SFS
36
Shaker Financial Services
Virginia
$826K -$243K -24,561 -23%
EIA
37
Edgemoor Investment Advisors
Maryland
$704K -$128K -12,943 -16%
CPC
38
Congress Park Capital
New York
$665K +$208K +21,000 +47%
KAS
39
Kestra Advisory Services
Texas
$654K +$11.6K +1,174 +2%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$634K +$73K +7,365 +13%
CI
41
Conning Inc
Connecticut
$544K – – –
SIC
42
Samalin Investment Counsel
New York
$514K +$1.76K +178 +0.3%
CA
43
Calton & Associates
Florida
$509K +$172K +17,319 +52%
VEA
44
Virtus ETF Advisers
New York
$508K -$13.8K -1,391 -3%
WS
45
Wedbush Securities
California
$415K +$4.96K +500 +1%
KA
46
Kovack Advisors
Florida
$369K -$34.4K -3,469 -9%
SSWM
47
Sheets Smith Wealth Management
North Carolina
$330K – – –
Osaic Holdings
48
Osaic Holdings
Arizona
$324K +$41.9K +4,228 +15%
ACP
49
Aviance Capital Partners
Florida
$322K – – –
SPIA
50
Steward Partners Investment Advisory
New York
$319K +$179K +18,064 +133%
1
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3 4 5

JFR Hedge Fund Activity: Q3 2021 in Review

102 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2021, worth a combined $188M — down 13% from $215M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of JFR and 11 opened new positions — a net loss of 2 holders — while 27 trimmed existing stakes and 38 added.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $8.48M. The largest seller was Saba Capital Management, cutting an estimated $24.7M.

  • 102 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2021, down from 105 in Q2 2021.
  • Funds reported $188M of Nuveen Floating Rate Income Fund stock for Q3 2021, down 13% quarter-over-quarter.
  • 11 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2021 and 13 closed out, a net change of -2 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2021 was Rivernorth Capital Management, an estimated $8.48M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2021 was Saba Capital Management, an estimated $24.7M sold.

Based on aggregated 13F filings for Q3 2021.