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Nuveen Floating Rate Income Fund
JFR

73 hedge funds and large institutions have $153M invested in Nuveen Floating Rate Income Fund in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 31 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 21

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

0% more funds holding

Funds holding: 73 → 73 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1.68% less ownership

Funds ownership: 25.31% → 23.63% (-1.7%)

8% less capital invested

Capital invested by funds: $165M → $153M (-$12.8M)

Holders
73
Holders Change
–
Holders Change %
0%
% of All Funds
1.82%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
31
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$2.97M
2
LCM
Laurion Capital Management
New York
+$1M
3
DCM
Dimension Capital Management
Florida
+$681K
4
GC
Guggenheim Capital
Illinois
+$486K
5
WAM
Weiss Asset Management
Massachusetts
+$311K

Top Sellers

Rank Fund Capital Flow
1
RCA
Restructuring Capital Associates
Connecticut
-$7.5M
2
PMG
Private Management Group
California
-$6.42M
3
Invesco
Invesco
Georgia
-$814K
4
RJA
Raymond James & Associates
Florida
-$614K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$562K
Name Holding Trade Value Shares
Change 		Change in
Stake
LCM
26
Laurion Capital Management
New York
$995K +$1M +84,943 New
FWIA
27
Fort Washington Investment Advisors
Ohio
$891K – – –
CIA
28
Capital Investment Advisors
Georgia
$729K -$41.3K -3,509 -5%
DCM
29
Dimension Capital Management
Florida
$677K +$681K +57,810 New
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$675K +$229K +19,456 +51%
WS
31
Wedbush Securities
California
$638K +$11.8K +1,000 +2%
Koshinski Asset Management
32
Koshinski Asset Management
Illinois
$550K – – –
IA
33
IFP Advisors
Florida
$512K +$113K +9,630 +28%
OIA
34
Optimum Investment Advisors
Illinois
$468K +$34.6K +2,936 +8%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$465K -$562K -47,762 -55%
SSWM
36
Sheets Smith Wealth Management
North Carolina
$436K -$8.83K -750 -2%
TC
37
Telemus Capital
Michigan
$400K – – –
JIP
38
Jaffetilchin Investment Partners
Florida
$398K +$132K +11,250 +50%
TIA
39
Tiemann Investment Advisors
California
$395K +$12.2K +1,039 +3%
HK
40
Horizon Kinetics
New York
$381K -$39.4K -3,344 -9%
CFA
41
Cahill Financial Advisors
Minnesota
$315K +$53.3K +4,525 +20%
OC
42
Oppenheimer & Co
New York
$311K -$42.2K -3,584 -12%
WAM
43
Weiss Asset Management
Massachusetts
$309K +$311K +26,400 New
DA
44
Doliver Advisors
Texas
$302K +$303K +25,753 New
WP
45
WealthSource Partners
California
$276K -$848 -72 -0.3%
SRCM
46
Swift Run Capital Management
Virginia
$269K – – –
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$267K +$37.3K +3,169 +16%
SI
48
SII Investments
Wisconsin
$245K +$9.42K +800 +4%
First Trust Advisors
49
First Trust Advisors
Illinois
$245K +$82.7K +7,025 +50%
BRWA
50
B. Riley Wealth Advisors
Florida
$238K +$110K +9,353 +85%
1
2
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JFR Hedge Fund Activity: Q3 2017 in Review

73 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2017, worth a combined $153M — down 7.8% from $165M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new JFR positions and 6 closed out — a net gain of 1 holder — while 31 added to existing stakes and 21 trimmed.

The largest buyer was Janney Montgomery Scott, adding an estimated $2.97M. The largest seller was Restructuring Capital Associates, cutting an estimated $7.5M.

  • 73 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $153M of Nuveen Floating Rate Income Fund stock for Q3 2017, down 7.8% quarter-over-quarter.
  • 7 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2017 and 6 closed out, a net change of +1 holder.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2017 was Janney Montgomery Scott, an estimated $2.97M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2017 was Restructuring Capital Associates, an estimated $7.5M sold.

Based on aggregated 13F filings for Q3 2017.