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Nuveen Floating Rate Income Fund

83 hedge funds and large institutions have $168M invested in Nuveen Floating Rate Income Fund in 2017 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 30 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 6

50% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 20

15% more funds holding

Funds holding: 7283 (+11)

0.08% more ownership

Funds ownership: 26.35%26.43% (+0.08%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $170M → $168M (-$1.81M)

Holders
83
Holders Change
+11
Holders Change %
+15.28%
% of All Funds
2.07%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
18
Increased
30
Reduced
20
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIA
26
Capital Investment Advisors
Georgia
$787K -$145K -12,210 -15%
HFS
27
HL Financial Services
Kentucky
$784K +$806K +68,100 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$700K -$57.8K -4,881 -7%
WS
29
Wedbush Securities
California
$592K +$291K +24,600 +92%
CCP
30
Clough Capital Partners
Massachusetts
$538K +$553K +46,700 New
RCM
31
Robinson Capital Management
Michigan
$535K +$550K +46,500 New
Koshinski Asset Management
32
Koshinski Asset Management
Illinois
$489K +$77.9K +6,580 +18%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$483K -$755K -63,810 -60%
OIA
34
Optimum Investment Advisors
Illinois
$472K +$402 +34 +0.1%
Stifel Financial
35
Stifel Financial
Missouri
$444K +$188K +15,885 +70%
SPC
36
Sigma Planning Corp
Michigan
$438K -$22.9K -1,937 -5%
SSWM
37
Sheets Smith Wealth Management
North Carolina
$438K +$5.03K +425 +1%
HK
38
Horizon Kinetics
New York
$420K +$47 +4 +0%
TC
39
Telemus Capital
Michigan
$393K
TIA
40
Tiemann Investment Advisors
California
$356K +$18.1K +1,525 +5%
OC
41
Oppenheimer & Co
New York
$355K -$221K -18,666 -38%
JIP
42
Jaffetilchin Investment Partners
Florida
$315K -$127K -10,690 -28%
SRCM
43
Swift Run Capital Management
Virginia
$265K
IA
44
IFP Advisors
Florida
$256K -$171K -14,432 -39%
WP
45
WealthSource Partners
California
$232K +$43.5K +3,674 +22%
CIC
46
Carnegie Investment Counsel
Ohio
$227K
IAA
47
Independent Advisor Alliance
North Carolina
$221K +$228K +19,298 New
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$212K +$12.7K +1,073 +6%
GS
49
Girard Securities
California
$210K
ASN
50
Advisory Services Network
Georgia
$169K +$174K +14,689 New

JFR Hedge Fund Activity: Q1 2017 in Review

83 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q1 2017, worth a combined $168M — down 1.1% from $170M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new JFR positions and 6 closed out — a net gain of 12 holders — while 30 added to existing stakes and 20 trimmed.

The largest buyer was Laurion Capital Management, adding an estimated $7.56M. The largest seller was Baillie Gifford & Co, exiting entirely with an estimated $5.27M sold.

  • 83 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q1 2017, up from 72 in Q4 2016.
  • Funds reported $168M of Nuveen Floating Rate Income Fund stock for Q1 2017, down 1.1% quarter-over-quarter.
  • 18 funds opened new Nuveen Floating Rate Income Fund positions in Q1 2017 and 6 closed out, a net change of +12 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q1 2017 was Laurion Capital Management, an estimated $7.56M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q1 2017 was Baillie Gifford & Co, an estimated $5.27M sold.

Based on aggregated 13F filings for Q1 2017.